{"data":{"id":"us-az/a.r.s.-44-3321","jurisdiction":"us-az","citation":"A.R.S. § 44-3321","heading":"Notice filings by open-end companies and unit investment trusts","body":"A. Securities that are issued by an open-end company or unit investment trust may be offered for sale and sold in this state if the commission receives all of the following:\n\n1. The documents that are filed with the SEC and that are required by the commission.\n\n2. A consent to service of process.\n\n3. The sales reports that are required by this article.\n\n4. A notice filing fee computed pursuant to section 44-3324.\n\nB. A notice filing is effective and renewable as provided in section 44-3322.\n\nC. Securities that are exempt pursuant to section 44-1843 or that are sold in a transaction that is exempt pursuant to section 44-1844 are exempt from the requirements of this section.","path":["Title 44 Trade and Commerce"],"source_url":"https://www.azleg.gov/ars/44/03321.htm","current_through":"2026-09-04","vintage":"2026-08-09","retrieved_at":"2026-09-04T00:49:56Z","sha256":"37deb8fd4a962dcdfc1770bd00bf6e0ab207338f58d2023e2d56be8c41d6f0c6","source_id":"us-az","stale":true,"prev":"us-az/a.r.s.-44-331","next":"us-az/a.r.s.-44-3322"},"notice":"GroundRules: Original legal text. Not legal advice."}