{"data":{"id":"us-ca/corp-25213.3","jurisdiction":"us-ca","citation":"CORP § 25213.3","heading":"","body":"The commissioner shall, after appropriate notices and opportunity for hearing, by order suspend, for a period not exceeding 12 months, or bar from any position of employment, management or control of any broker-dealer, any officer, director, partner, agent, employee of, or person performing similar functions for, a broker-dealer, or any other person, if the person has been convicted of, or has pleaded nolo contendere to, a felony or misdemeanor in violation of Section 25541 that was committed on or after January 1, 1989.","path":["Corporations Code - CORP","TITLE 4. SECURITIES [25000. - 31528.]","DIVISION 1. CORPORATE SECURITIES LAW OF 1968 [25000. - 25707.]","PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS [25200. - 25256.]","CHAPTER 2. Licensing of Agents and Broker-Dealers [25210. - 25221.]"],"source_url":"https://downloads.leginfo.legislature.ca.gov/pubinfo_2025.zip","current_through":"2026-09-13","vintage":"","retrieved_at":"2026-09-14T05:56:33Z","sha256":"a52f0f7ca7d76f26efe7aaff81c7c6b92543c952300a2f5aaaa598acc6a7b11f","source_id":"us-ca","stale":false,"prev":"us-ca/corp-25213","next":"us-ca/corp-25214"},"notice":"GroundRules: Original legal text. Not legal advice."}