{"data":{"id":"us-ct/conn.-gen.-stat.-36b-9","jurisdiction":"us-ct","citation":"Conn. Gen. Stat. § 36b-9","heading":"(Formerly Sec. 36-477). Statement of financial condition.","body":"The commissioner may require that each application for registration of a broker-dealer or investment adviser be accompanied by a true and correct statement of financial condition, in such form and containing such data as the commissioner may require. Such statement of financial condition shall be sworn to, before a person qualified to administer oaths, by the applicant, and shall state that the alleged facts therein contained are true to his own knowledge. If such applicant is a partnership, such oath shall be made by a general partner thereof, and, if such applicant is a corporation or other form of association, such oath shall be made by an executive officer thereof. Such statement of financial condition shall be kept in a confidential file and shall not be open to the public.","path":["TITLE 36b. CONNECTICUT SECURITIES LAW AND BUSINESS OPPORTUNITY INVESTMENT ACT","CHAPTER 672a*. UNIFORM SECURITIES ACT"],"source_url":"https://www.cga.ct.gov/current/pub/chap_672a.htm#sec_36b-9","current_through":"Revised to January 1, 2026 (2026 Supplement to the General Statutes of Connecticut, applied over the base revision of January 1, 2025)","vintage":"","retrieved_at":"2026-09-06T19:07:12Z","sha256":"58a409056fefe5b30f357a6601a2dd645aa0ba202ca88616b2b94719fddd2543","source_id":"us-ct","stale":false,"prev":"us-ct/conn.-gen.-stat.-36b-8","next":"us-ct/conn.-gen.-stat.-36b-10"},"notice":"GroundRules: Original legal text. Not legal advice."}