{"data":{"id":"us-de/6-del.-c.-73-306","jurisdiction":"us-de","citation":"6 Del. C. § 73-306","heading":"Trading markets.","body":"(a) It is unlawful for any broker-dealer, agent, investment adviser or investment adviser representative to effect transactions in, trade or quote any security unless such security is covered by regulations under the Securities Exchange Act of 1934 [15 U.S.C. § 78a et seq.] or unless the filing provisions of this chapter have been complied with in regard to such security.\n(b) Except as provided otherwise by § 18 of the Securities Act of 1933 [15 U.S.C. § 77r], the Director is empowered to suspend trading in any security for a period of 10 days in the public interest.","path":["Title 6. Commerce and Trade","SUBTITLE IV","Commercial Development","CHAPTER 73. Securities Act","Subchapter III. Provisions Relating to Broker-Dealers, Broker-Dealer Agents, Issuer Agents, Investment Advisers, Federal Covered Advisers, and Investment Adviser Representatives"],"source_url":"https://delcode.delaware.gov/title6/c073/sc03/index.html#73-306","current_through":"2026-08-10 (85 Del. Laws, c. 421, 424)","vintage":"","retrieved_at":"2026-09-05T23:02:08Z","sha256":"8d13458ad45fd2f439f5b65f2bb1ea7594e048b8d367b3a28902c80fa1befbb8","source_id":"us-de","stale":true,"prev":"us-de/6-del.-c.-73-305","next":"us-de/6-del.-c.-73-307"},"notice":"GroundRules: Original legal text. Not legal advice."}