{"data":{"id":"us-ks/k.s.a.-17-12a410","jurisdiction":"us-ks","citation":"K.S.A. 17-12a410","heading":"Filing fees.","body":"(a) Filing fees. The administrator shall establish fees by rules and regulations, subject to the following limitations:\n(1) Broker-dealers. A person shall pay a fee of not more than $300 when initially filing an application for registration as a broker-dealer and filing a renewal of registration as a broker-dealer. If the filing results in a denial or withdrawal, the administrator shall retain the fee.\n(2) Agents. The fee for an individual is not more than $100 when filing an application for registration as an agent, when filing a renewal of registration as an agent, and when filing for a change of registration as an agent. If the filing results in a denial or withdrawal, the administrator shall retain the fee.\n(3) Investment advisers. A person shall pay a fee of not more than $300 when filing an application for registration as an investment adviser and when filing a renewal of registration as an investment adviser. If the filing results in a denial or withdrawal, the administrator shall retain the fee.\n(4) Investment adviser representatives. The fee for an individual is not more than $100 when filing an application for registration as an investment adviser representative, when filing a renewal of registration as an investment adviser representative, and when filing a change of registration as an investment adviser representative. If the filing results in a denial or withdrawal, the administrator shall retain the fee.\n(5) Federal covered investment advisers. A federal covered investment adviser required to file a notice under K.S.A. 17-12a405, and amendments thereto, shall pay an initial fee and an annual notice fee of not more than $300.\n(b) Payment. A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this act.","path":["Chapter 17.—CORPORATIONS","Article 12a.—UNIFORM SECURITIES ACT"],"source_url":"https://www.ksrevisor.gov/statutes/chapters/ch17/017_012a_0410.html","current_through":"2025 legislative session","vintage":"","retrieved_at":"2026-09-04T15:10:39Z","sha256":"63a0e4965265a8990c0503fb23302ec859186d90aa64f2d970ca5a34fa51bc14","source_id":"us-ks","stale":false,"prev":"us-ks/k.s.a.-17-12a409","next":"us-ks/k.s.a.-17-12a411"},"notice":"GroundRules: Original legal text. Not legal advice."}