{"data":{"id":"us-ky/krs-304.9-467","jurisdiction":"us-ky","citation":"KRS 304.9-467","heading":"Notification of surrender or termination of license -- Report of","body":"administrative action -- Notification of service of complaint or indictment --\nDocumentation of resolution.\n(1) An individual or business entity holding a license issued under this sub title or\nholding a license as a surplus lines broker, life settlement broker, or life settlement\nprovider shall notify the commissioner in writing immediately if the licensee's\nlicense to conduct insurance, securities, real estate, auctioneer, investment,\nfinancial, or financial planning business of any kind in this state or elsewhere is\nsurrendered or terminated under threat of disciplinary action, refused, suspended,\nrevoked, or renewal of continuance is denied.\n(2) A licensee shall report to the commissi oner any administrative action taken against\nthe licensee in another jurisdiction or by another governmental agency in Kentucky\nwithin thirty (30) days of the final disposition of the matter. This report shall\ninclude:\n(a) A written statement identifying t he type of license and explaining the\ncircumstances of each incident;\n(b) A copy of the notice of hearing or other document that states the charges and\nallegations; and\n(c) A copy of the official document which demonstrates the resolution of the\ncharges or any final judgment.\n(3) Within thirty (30) days of service upon the licensee of any criminal complaint,\ninformation, or indictment in any jurisdiction, the licensee shall submit to the\ncommissioner the following:\n(a) A written statement explaining the circumstances of each incident;\n(b) A copy of the charging document; and\n(c) A copy of the official document which demonstrates the resolution of the\ncharges or any final judgment.\n(4) If the charges alleged in the criminal complaint, information, or indictment have not\nbeen finally resolved within the thirty (30) day period following service of the\ncriminal complaint, information, or indictment, the licensee shall, within thirty (30)\ndays following the resolution of the charges, submit to the commissioner a c opy of\nthe official document which demonstrates the resolution of the charges or any final\njudgment.","path":[],"source_url":"https://apps.legislature.ky.gov/law/statutes/statute.aspx?id=16957","current_through":"Includes enactments through the 2026 Regular Session","vintage":"09/05/2026","retrieved_at":"2026-09-05T20:57:40Z","sha256":"f142856a93dd260024adeb7591421ddc14c9543cbafcb3e88de182852166ed7a","source_id":"us-ky","stale":false,"prev":"us-ky/krs-304.9-465","next":"us-ky/krs-304.9-470"},"notice":"GroundRules: Original legal text. Not legal advice."}