{"data":{"id":"us-mo/mo.-rev.-stat.-409.4-410","jurisdiction":"us-mo","citation":"Mo. Rev. Stat. § 409.4-410","heading":"Filing fees.","body":"(a) A person shall pay a fee of two hundred dollars when initially filing an application for registration as a broker-dealer and a fee of one hundred dollars when filing a renewal of registration as a broker-dealer. If the filing results in a denial or withdrawal, the commissioner shall retain the entire fee.\n(b) The fee for an individual is fifty dollars when filing an application for registration as an agent, a fee of fifty dollars when filing a renewal of registration as an agent, and a fee of fifty dollars when filing for a change of registration as an agent. If the filing results in a denial or withdrawal, the commissioner shall retain the entire fee.\n(c) A person shall pay a fee of two hundred dollars when filing an application for registration as an investment adviser and a fee of one hundred dollars when filing a renewal of registration as an investment adviser. If the filing results in a denial or withdrawal, the commissioner shall retain the entire fee.\n(d) The fee for an individual is fifty dollars when filing an application for registration as an investment adviser representative, a fee of fifty dollars when filing a renewal of registration as an investment adviser representative, and a fee of fifty dollars when filing a change of registration as an investment adviser representative. If the filing results in a denial or withdrawal, the commissioner shall retain the entire fee.\n(e) A federal covered investment adviser required to file a notice under section 409.4-405 shall pay an initial fee of two hundred dollars and an annual notice fee of one hundred dollars.\n(f) A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this act.\n(g) An investment adviser representative who is registered as an agent under section 409.4-402 and who represents a person that is both registered as a broker-dealer under section 409.4-401 and registered as an investment adviser under section 409.4-403 or required as a federal covered investment adviser to make a notice filing under section 409.4-405 is not required to pay an initial or annual registration fee for registration as an investment adviser representative.","path":["Title XXVI - TRADE AND COMMERCE","Chapter 409 - Regulation of Securities"],"source_url":"https://revisor.mo.gov/main/OneSection.aspx?section=409.4-410","current_through":"2026 legislative session (floor)","vintage":"","retrieved_at":"2026-09-03T22:23:28Z","sha256":"2f2fda46b08bff8a2791abb6cf780acd19ffab60b687b374d44941d5d638d39a","source_id":"us-mo","stale":false,"prev":"us-mo/mo.-rev.-stat.-409.4-409","next":"us-mo/mo.-rev.-stat.-409.4-411"},"notice":"GroundRules: Original legal text. Not legal advice."}