{"data":{"id":"us-nd/n.d.-cent.-code-26.1-34.2-01","jurisdiction":"us-nd","citation":"N.D. Cent. Code § 26.1-34.2-01","heading":"Exemptions","body":"Unless otherwise specifically included, this chapter does not apply to recommendations involving:\n1.Direct response solicitations if there is no recommendation based on information collected from the consumer pursuant to this chapter; and\n2.Contracts used to fund:\na.An employee pension or welfare benefit plan that is covered by the Employee Retirement and Income Security Act;\nb.A plan described by section 401(a), 401(k), 403(b), 408(k), or 408(p) of the Internal Revenue Code, as amended, if established or maintained by an employer;\nc.A government or church plan defined in section 414 of the Internal Revenue Code, a government or church welfare benefit plan, or a deferred compensation plan of a state or local government or tax-exempt organization under section 457 of the Internal Revenue Code;\nd.A nonqualified deferred compensation arrangement established or maintained by an employer or plan sponsor;\ne.Settlements of or assumptions of liabilities associated with personal injury litigation or a dispute or claim resolution process; or\nf.Formal prepaid funeral contracts.","path":["Title 26.1 Insurance","Chapter 26.1-34.2 Annuity Transaction Practices"],"source_url":"https://ndlegis.gov/cencode/t26-1c34-2.pdf","current_through":"2026-07-31T11:12:02","vintage":"","retrieved_at":"2026-09-02T21:04:14Z","sha256":"c8f82a487524cadc4902c78d927959e4c9f001fb98dd7bb3de1fcdaf92696284","source_id":"us-nd","stale":true,"prev":"us-nd/n.d.-cent.-code-26.1-34.1-07","next":"us-nd/n.d.-cent.-code-26.1-34.2-01.1"},"notice":"GroundRules: Original legal text. Not legal advice."}