{"data":{"id":"us-nm/58-13c-504","jurisdiction":"us-nm","citation":"58-13C-504","heading":"Filing of sales and advertising literature.","body":"A. Except as otherwise provided in Subsection B of this section, a rule adopted or order issued pursuant to the New Mexico Uniform Securities Act may require the filing of a prospectus, pamphlet, circular, form letter, advertisement, sales literature or other advertising record relating to a security or investment advice addressed or intended for distribution to prospective investors, including clients or prospective clients of a person registered or required to be registered as an investment adviser.\nB. This section does not apply to sales and advertising literature specified in Subsection A of this section that relates to a federal covered security or a federal covered investment adviser or that the director determines by rule or order to be excluded from the requirements of Subsection A of this section.","path":["Chapter 58 - Financial Institutions and Regulations","ARTICLE 13C New Mexico Uniform Securities"],"source_url":"https://nmonesource.com/nmos/nmsa-unanno/en/item/18561/index.do","current_through":"2025-01-07","vintage":"","retrieved_at":"2026-09-03T15:02:20Z","sha256":"774d2c3789462b512241a96a9a473011e6c253c30d1588afbd07bdc406169d10","source_id":"us-nm","stale":false,"prev":"us-nm/58-13c-503","next":"us-nm/58-13c-505"},"notice":"GroundRules: Original legal text. Not legal advice."}