{"data":{"id":"us-nm/58-13d-3","jurisdiction":"us-nm","citation":"58-13D-3","heading":"Third-party and agency disclosure.","body":"A. If a broker-dealer, investment adviser or qualified individual reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted or is being attempted, a broker-dealer, investment adviser or qualified individual:\n(1) shall promptly notify the agencies;\n(2) shall attempt to notify a third-party previously designated by the eligible adult; and\n(3) may attempt to notify a third-party that is not designated but is reasonably associated with the eligible adult.\nB. Disclosure shall not be made to a designated third-party that is at the time of disclosure suspected of financial exploitation or other abuse of the eligible adult.","path":["Chapter 58 - Financial Institutions and Regulations","ARTICLE 13D Protecting Vulnerable Adults from Financial Exploitation"],"source_url":"https://nmonesource.com/nmos/nmsa-unanno/en/item/18561/index.do","current_through":"2025-01-07","vintage":"","retrieved_at":"2026-09-03T15:02:20Z","sha256":"ca72584c16b9254ed9cb3226027db1ca8205aaea71a099f94a3c5af0a16ce21b","source_id":"us-nm","stale":false,"prev":"us-nm/58-13d-2","next":"us-nm/58-13d-4"},"notice":"GroundRules: Original legal text. Not legal advice."}