{"data":{"id":"us-tx/tex.-government-code-4004.052","jurisdiction":"us-tx","citation":"Tex. Government Code § 4004.052","heading":"REGISTRATION OF INVESTMENT ADVISERS REQUIRED.","body":"Except as provided by Subchapter A, Chapter 4005, a person may not, directly or through the person's investment adviser representative, render services as an investment adviser in this state unless the person:\n(1) is registered under this chapter;\n(2) submits a notice filing as provided by Subchapter G; or\n(3) is otherwise exempt under this title.\nAdded by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.","path":["GOVERNMENT CODE","TITLE 12. SECURITIES ACT","CHAPTER 4004. REGULATION OF DEALERS, INVESTMENT ADVISERS, DEALERS' AGENTS, AND INVESTMENT ADVISER REPRESENTATIVES","SUBCHAPTER B. REGISTRATION OF DEALERS AND INVESTMENT ADVISERS"],"source_url":"https://statutes.capitol.texas.gov/Docs/GV/htm/GV.4004.htm#4004.052","current_through":"89th 2nd Called Legislative Session, 2025","vintage":"","retrieved_at":"2026-08-27T01:47:16Z","sha256":"e1b06b7d48810e52e19c2165836b0835890dea594c33d24168bebd6ab2f1cbc6","source_id":"us-tx","stale":false,"prev":"us-tx/tex.-government-code-4004.051","next":"us-tx/tex.-government-code-4004.053"},"notice":"GroundRules: Original legal text. Not legal advice."}