{"data":{"id":"us-va/21vac5-20-130","jurisdiction":"us-va","citation":"21VAC5-20-130","heading":"Termination of registration","body":"A. When a broker-dealer agent terminates  his registration with a broker-dealer, or a broker-dealer terminates  an  agent's registration, the broker-dealer shall file notice of such termination on Form  U5 within 30 calendar days of the date of termination.  All filings shall be made  on CRD for agents of  FINRA member firms or with the commission at its Division of Securities and Retail Franchising for all other broker-dealer agents.\n\nB. If an agent learns that the broker-dealer has not filed the appropriate notice, the agent may file notice with the commission at its Division of Securities and Retail Franchising. The commission may terminate the agent's registration if the commission determines that a broker-dealer (i) is no longer in existence, (ii) has ceased conducting securities business, or (iii) cannot reasonably be located.","path":["Title 21. Securities And Retail Franchising","Agency 5. State Corporation Commission, Division of Securities And Retail Franchising","Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer","Part II. Broker-Dealer Agents"],"source_url":"https://law.lis.virginia.gov/admincode/title21/agency5/chapter20/section130/","current_through":"2026 Regular Session (effective July 1, 2026)","vintage":"","retrieved_at":"2026-09-14T04:53:33Z","sha256":"c95c09b6db804a541e63a2309d287c3adb9b5e82bd7227688c43b2111cf20204","source_id":"us-va-vac","stale":false,"prev":"us-va/21vac5-20-120","next":"us-va/21vac5-20-135"},"notice":"GroundRules: Original legal text. Not legal advice."}