{"data":{"id":"us-va/21vac5-20-310","jurisdiction":"us-va","citation":"21VAC5-20-310","heading":"Reserve requirements and custody of customer funds and securities","body":"All broker-dealer applicants and registrants subject to the net capital provisions of 21VAC5-20-290 B shall be required to prepare and maintain such records and accounts as specified in, and to comply in all other respects with, the provisions of Rule 15c3-3 under the Securities Exchange Act of 1934 (17 CFR 240.15c3-3).","path":["Title 21. Securities And Retail Franchising","Agency 5. State Corporation Commission, Division of Securities And Retail Franchising","Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer","Part IV. Broker-Dealer and Agent Regulations"],"source_url":"https://law.lis.virginia.gov/admincode/title21/agency5/chapter20/section310/","current_through":"2026 Regular Session (effective July 1, 2026)","vintage":"","retrieved_at":"2026-09-14T04:53:33Z","sha256":"8dec383ed1cc0e61143abdcc36419ecb213a40c38e0796f14825977ac8ad853f","source_id":"us-va-vac","stale":false,"prev":"us-va/21vac5-20-300","next":"us-va/21vac5-20-320"},"notice":"GroundRules: Original legal text. Not legal advice."}