{"data":{"id":"us/12-cfr-10.2","jurisdiction":"us","citation":"12 CFR 10.2","heading":"Filing requirements.","body":"(a) A national bank or Federal savings association shall use Form MSD-4 (Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer) for obtaining the information required by MSRB Rule G-7(b) from a person identified in § 10.1(b). A national bank or Federal savings association receiving a completed MSD-4 form from a person identified in § 10.1(b) must submit this form to the OCC before permitting the person to be associated with it as a municipal securities principal or a municipal securities representative.\n(b) A national bank or Federal savings association shall submit Form MSD-5 (Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer) to the OCC within 30 days of terminating a person's association with the national bank or Federal savings association as a municipal securities principal or municipal securities representative.\n(c) Forms MSD-4 and MSD-5, with instructions, may be obtained at http://www.banknet.gov/.","path":["Title 12—Banks and Banking","CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY","PART 10—MUNICIPAL SECURITIES DEALERS"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-12.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:16Z","sha256":"52086776dcb986913ead666c8d3d9792e6b6ec57a1f27d6dd27a39ef66f29ad8","source_id":"us-cfr","stale":true,"prev":"us/12-cfr-10.1","next":"us/12-cfr-11.1"},"notice":"GroundRules: Original legal text. Not legal advice."}