{"data":{"id":"us/12-cfr-13.5","jurisdiction":"us","citation":"12 CFR 13.5","heading":"Customer information.","body":"Prior to the execution of a transaction recommended to a non-institutional customer, a bank that is a government securities broker or dealer shall make reasonable efforts to obtain information concerning:\n(a) The customer's financial status;\n(b) The customer's tax status;\n(c) The customer's investment objectives; and\n(d) Such other information used or considered to be reasonable by the bank in making recommendations to the customer.","path":["Title 12—Banks and Banking","CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY","PART 13—GOVERNMENT SECURITIES SALES PRACTICES"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-12.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:16Z","sha256":"0e84f59fbea3a4e5dc5bf638d027f9bfe88cc3919114e475cede5dcc3e0c0246","source_id":"us-cfr","stale":true,"prev":"us/12-cfr-13.4","next":"us/12-cfr-13.100"},"notice":"GroundRules: Original legal text. Not legal advice."}