{"data":{"id":"us/12-cfr-151.70","jurisdiction":"us","citation":"12 CFR 151.70","heading":"What type of notice must I provide when I effect a securities transaction for a customer?","body":"If you effect a securities transaction for a customer, you must give or send the customer the registered broker-dealer confirmation described at § 151.80, or the written notice described at § 151.90. For certain types of transactions, you may elect to provide the alternate notices described in § 151.100.","path":["Title 12—Banks and Banking","CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY","PART 151—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS","Subpart B—Content and Timing of Notice"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-12.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:16Z","sha256":"95d10beccf056f200fcfe4ba999205b979e7ec58052e0452c9f04f214f12ff65","source_id":"us-cfr","stale":true,"prev":"us/12-cfr-151.60","next":"us/12-cfr-151.80"},"notice":"GroundRules: Original legal text. Not legal advice."}