{"data":{"id":"us/12-cfr-151.80","jurisdiction":"us","citation":"12 CFR 151.80","heading":"How do I provide a registered broker-dealer confirmation?","body":"(a) If you elect to satisfy § 151.70 by providing the customer with a registered broker-dealer confirmation, you must provide the confirmation by having the registered broker-dealer send the confirmation directly to the customer or by sending a copy of the registered broker-dealer's confirmation to the customer within one business day after you receive it.\n(b) Unless you have determined remuneration in a written agreement with the customer, if you have received or will receive remuneration from any source, including the customer, in connection with the transaction, you must provide a statement of the source and amount of the remuneration in addition to the registered broker-dealer confirmation described in paragraph (a) of this section.","path":["Title 12—Banks and Banking","CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY","PART 151—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS","Subpart B—Content and Timing of Notice"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-12.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:16Z","sha256":"d7a25781912703cfef9e574a3be69689186a0aeef52c07fb420f806e876c09a1","source_id":"us-cfr","stale":true,"prev":"us/12-cfr-151.70","next":"us/12-cfr-151.90"},"notice":"GroundRules: Original legal text. Not legal advice."}
