{"data":{"id":"us/17-cfr-240.14a-104","jurisdiction":"us","citation":"17 CFR 240.14a-104","heading":"a-104 Notice of Exempt Preliminary Roll-up Communication. Information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to § 240.14a-2(b)(4) and § 240.14a-6(n).","body":"United States Securities and Exchange Commission Washington, D.C. 20549\nNotice of Exempt Preliminary Roll-Up Communication\n1. Name of registrant appearing on Securities Act of 1933 registration statement for the roll-up transaction (or, if registration statement has not been filed, name of entity into which partnerships are to be rolled up):\n2. Name of partnership that is the subject of the proposed roll-up transaction:\n3. Name of person relying on exemption:\n4. Address of person relying on exemption:\n5. Ownership interest of security holder in partnership that is the subject of the proposed roll-up transaction:\nNote:\nTo the extent that the holder owns securities in any other entities involved in this roll-up transaction, disclosure of these interests also should be made.\n6. Describe any and all relations of the holder to the parties to the transaction or to the transaction itself:\na. The holder is engaged in the business of buying and selling limited partnership interests in the secondary market would be adversely affected if the roll-up transaction were completed.\nb. The holder would suffer direct (or indirect) material financial injury if the roll-up transaction were completed since it is a service provider to an affected limited partnership.\nc. The holder is engaged in another transaction that may be competitive with the pending roll-up transaction.\nd. Any other relations to the parties involved in the transaction or to the transaction itself, or any benefits enjoyed by the holder not shared on a pro rata basis by all other holders of the same class of securities of the partnership that is the subject of the proposed roll-up transaction.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"8593975f3a6554323c5a929c3ecb3136f1453f8545a1810e5ebc324e8031fed3","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-240.14a-103","next":"us/17-cfr-240.14ad-1"},"notice":"GroundRules: Original legal text. Not legal advice."}