{"data":{"id":"us/17-cfr-240.3a71-4","jurisdiction":"us","citation":"17 CFR 240.3a71-4","heading":"a71-4 Exception from aggregation for affiliated groups with registered security-based swap dealers.","body":"Notwithstanding §§ 240.3a71-2(a)(1) and 240.3a71-3(b)(2), a person shall not include the security-based swap transactions of another person (an “affiliate”) controlling, controlled by, or under common control with such person where such affiliate either is:\n(a) Registered with the Commission as a security-based swap dealer; or\n(b) Deemed not to be a security-based swap dealer pursuant to § 240.3a71-2(b).","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934","Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"72de519e17ae901b72e33640d8b1928d1fe0d1d04f713b81b49350e11653d525","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-240.3a71-3","next":"us/17-cfr-240.3a71-5"},"notice":"GroundRules: Original legal text. Not legal advice."}