{"data":{"id":"us/17-cfr-240.3b-14","jurisdiction":"us","citation":"17 CFR 240.3b-14","heading":"b-14 Definition of cash management securities activities.","body":"The term cash management securities activities means securities activities that are limited to transactions involving:\n(a) Any taking possession of, and any subsequent sale or disposition of, collateral provided by a counterparty, or any acquisition of, and any subsequent sale or disposition of, collateral to be provided to a counterparty, in connection with any securities activities of the dealer permitted under § 240.15a-1 or any non-securities activities of the dealer that involve eligible OTC derivative instruments or other financial instruments;\n(b) Cash management, in connection with any securities activities of the dealer permitted under § 240.15a-1 or any non-securities activities of the dealer that involve eligible OTC derivative instruments or other financial instruments; or\n(c) Financing of positions of the dealer acquired in connection with any securities activities of the dealer permitted under § 240.15a-1 or any non-securities activities that involve eligible OTC derivative instruments or other financial instruments.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934","Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"5f6236d4da1fb3840db550f78bc3d38dce6ccb4286c96c5aeb769f0d477fec40","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-240.3b-13","next":"us/17-cfr-240.3b-15"},"notice":"GroundRules: Original legal text. Not legal advice."}