{"data":{"id":"us/17-cfr-242.828","jurisdiction":"us","citation":"17 CFR 242.828","heading":"Core Principle 11—Conflicts of interest.","body":"(a) The security-based swap execution facility shall:\n(1) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and\n(2) Establish a process for resolving the conflicts of interest.\n(b) A security-based swap execution facility shall comply with the requirements of § 242.834.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 242—REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"473f6357957abd1df409d8078c0cb2db5ddfa28c247676aa29a0c14ab0233447","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-242.827","next":"us/17-cfr-242.829"},"notice":"GroundRules: Original legal text. Not legal advice."}
