{"data":{"id":"us/17-cfr-249.1600b","jurisdiction":"us","citation":"17 CFR 249.1600b","heading":"b Form SBSE-BD, for application for registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration by firms registered or registering with the Commission as a broker or dealer.","body":"This form shall be used instead of either Form SBSE (§ 249.1600) or SBSE-A (§ 249.1600a) to apply for registration as a security-based swap dealer or major security-based swap participant solely by firms registered or registering with the Commission as a broker or dealer, pursuant to Section 15F(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78o-10(b)) and to amend such an application for registration. An entity that is registered or registering with the Commission as a broker or dealer and is also registered or registering with the Commodity Futures Trading Commission as a swap dealer or major swap participant, shall apply for registration as a security-based swap dealer or major security-based swap participant on this Form SBSE-BD and not on Form SBSE-A.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934","Subpart Q—Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"b347cf9fc0f59982caa407272ea0aac276dd41a1bf6d3d381eee8ab055adfae4","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-249.1600a","next":"us/17-cfr-249.1600c"},"notice":"GroundRules: Original legal text. Not legal advice."}