{"data":{"id":"us/17-cfr-249.501","jurisdiction":"us","citation":"17 CFR 249.501","heading":"Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.","body":"(a) This form shall be used for application for registration as a broker-dealer under the Securities Exchange Act of 1934, or to amend such application.\n(b) Interim Form BD shall be used for application for registration as broker-dealer under the Securities Exchange Act of 1934, or to amend such application, only by order of the Commission. In the event broker-dealers are required to comply with their filing obligations on Interim Form BD, the form will be made available at the Commission's Publication Office at (202) 942-4040.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934","Subpart F—Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"959223fb991794a59de690b2c6364b681ef7809676a3c51d1513f3592e5a8116","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-249.480","next":"us/17-cfr-249.501a"},"notice":"GroundRules: Original legal text. Not legal advice."}