{"data":{"id":"us/17-cfr-249.617","jurisdiction":"us","citation":"17 CFR 249.617","heading":"Form X-17A-5, information required of certain brokers, dealers, security-based swap dealers, and major security-based swap participants pursuant to sections 15F and 17 of the Securities Exchange Act of 1934 and §§ 240.17a-5, 240.17a-10, 240.17a-11, 240.17a-12, and 240.18a-79 of this chapter, as applicable.","body":"Appropriate parts of Form X-17A-5, as applicable, shall be used by brokers, dealers, security-based swap dealers, and major security-based swap participants required to file reports under §§ 240.17a-5, 240.17a-10, 240.17a-11, 240.17a-12, and 240.18a-7 of this chapter, as applicable.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934","Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"74fe6c19433be50eb6a24bec71b71ca31bbf92015df42e69d1b921c2c18648d3","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-249.510","next":"us/17-cfr-249.618"},"notice":"GroundRules: Original legal text. Not legal advice."}
