{"data":{"id":"us/17-cfr-249.820","jurisdiction":"us","citation":"17 CFR 249.820","heading":"Form 19b-4(e) for the listing and trading of new derivative securities products by self-regulatory organizations that are not deemed proposed rule changes pursuant to Rule 19b-4(e)(§ 240.19b-4(e)).","body":"This form shall be used by all self-regulatory organizations, as defined in section 3(a)(26) of the Act, to notify the Commission of a self-regulatory organization's listing and trading of a new derivative securities product that is not deemed a proposed rule change, pursuant to Rule 19b-4(e) under the Act (17 CFR 240.19b-4(e)).","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934","Subpart I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"6d36d0c2612219c0ad5739095f78022d5237bcbb40ec74ecc823fd5f6783115f","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-249.819","next":"us/17-cfr-249.821"},"notice":"GroundRules: Original legal text. Not legal advice."}
