{"data":{"id":"us/17-cfr-270.13a-1","jurisdiction":"us","citation":"17 CFR 270.13a-1","heading":"a-1 Exemption for change of status by temporarily diversified company.","body":"A change of its subclassification by a registered management company from that of a diversified company to that of a nondiversified company shall be exempt from the provisions of section 13(a)(1) of the Act (54 Stat. 811; 15 U.S.C. 80a-13), if such change occurs under the following circumstances:\n(a) Such company was a nondiversified company at the time of its registration pursuant to section 8(a) (54 Stat. 803; 15 U.S.C. 80a-8), or thereafter legally became a nondiversified company.\n(b) After its registration and within 3 years prior to such change, such company became a diversified company.\n(c) At the time such company became a diversified company, its registration statement filed pursuant to section 8(b) (54 Stat. 803; 15 U.S.C. 80a-8), as supplemented and modified by any amendments and reports theretofore filed, did not stated that the registrant proposed to become a diversified company.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"1e27aa5c35391b707343bb7d33c6222d8f821effdccea8466a0f80a760d3cc3c","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-270.12d3-1","next":"us/17-cfr-270.14a-1"},"notice":"GroundRules: Original legal text. Not legal advice."}