{"data":{"id":"us/17-cfr-3.57","jurisdiction":"us","citation":"17 CFR 3.57","heading":"Proceedings under section 8a(2)(E) of the Act.","body":"The Commission will not initiate a proceeding under section 8a(2)(E) of the Act, if respondeat superior is the sole basis upon which the registrant may be found subject to a statutory disqualification.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER I—COMMODITY FUTURES TRADING COMMISSION","PART 3—REGISTRATION","Subpart C—Denial, Suspension or Revocation of Registration"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"046d56bfb5ed0b4b9cea30b13129ca97c85c091613685d59901d705e4a2fd1d2","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-3.56","next":"us/17-cfr-3.60"},"notice":"GroundRules: Original legal text. Not legal advice."}