{"data":{"id":"us/17-cfr-301.300a","jurisdiction":"us","citation":"17 CFR 301.300a","heading":"a Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments.","body":"This form shall be filed as required by § 300.303 of this chapter with the trustee in a proceeding under section 5 of the Act by a broker-dealer who executed transactions out of which arose open contractual commitments, as defined by § 300.300(c) of this chapter, with the debtor in the proceeding. The form shall be used to summarize the buy-ins and sell-outs of those open contractual commitments and shall be accompanied by the forms described in §§ 301.300b and 301.300c.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER II—SECURITIES AND EXCHANGE COMMISSION","PART 301—FORMS, SECURITIES INVESTOR PROTECTION CORPORATION"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"854a8100966ed21e930f5a64564e20d2c3abe20487e464fe33232a3830f4a6ae","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-301.0-1","next":"us/17-cfr-301.300b"},"notice":"GroundRules: Original legal text. Not legal advice."}