{"data":{"id":"us/17-cfr-403.1","jurisdiction":"us","citation":"17 CFR 403.1","heading":"Application of part to registered brokers and dealers.","body":"With respect to their activities in government securities, compliance by registered brokers or dealers with § 240.8c-1 of this title (SEC Rule 8c-1), as modified by § 403.2 (a), (b) and (c), with § 240.15c2-1 of this title (SEC Rule 15c2-1), with § 240.15c3-2 of this title (SEC Rule 15c3-2), as modified by § 403.3, and with § 240.15c3-3 of this title (SEC Rule 15c3-3), as modified by § 403.4 (a) through (d), (f)(2) through (3), (g) through (j), and (m), including provisions in those rules relating to OTC derivatives dealers, constitutes compliance with this part.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER IV—DEPARTMENT OF THE TREASURY","SUBCHAPTER A—REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934","PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"46bc71a171e071fa77e3cfaa9cd9778f7597c4c9a9e983f6fa938495d858d25e","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-402.2d","next":"us/17-cfr-403.2"},"notice":"GroundRules: Original legal text. Not legal advice."}