{"data":{"id":"us/17-cfr-41.23","jurisdiction":"us","citation":"17 CFR 41.23","heading":"Listing of security futures products for trading.","body":"(a) Initial listing of products for trading. To list new security futures products for trading, a designated contract market shall submit to the Commission at its Washington, DC headquarters, either in electronic or hard-copy form, to be received by the Commission no later than the day prior to the initiation of trading, a filing that:\n(1) Is labeled “Listing of Security Futures Product;”\n(2) Includes a copy of the product's rules, including its terms and conditions;\n(3) Includes the certifications required by § 41.22;\n(4) Includes a certification that the terms and conditions of the contract comply with the additional conditions for trading of § 41.25;\n(5) If the board of trade is a designated contract market pursuant to section 5 of the Act, it includes a certification that the security futures product complies with the Act and rules thereunder; and\n(6) Includes a copy of the submission cover sheet in accordance with the instructions in appendix D of part 40.\n(7) Includes a request for confidential treatment as permitted under the procedures of § 40.8.\n(b) Voluntary submission of security futures products for Commission approval. A designated contract market may request that the Commission approve any security futures product under the procedures of § 40.5 of this chapter, provided however, that the registered entity shall include the certification required by § 41.22 with its submission under § 40.5 of this chapter. Notice designated contract markets may not request Commission approval of security futures products.","path":["Title 17—Commodity and Securities Exchanges","CHAPTER I—COMMODITY FUTURES TRADING COMMISSION","PART 41—SECURITY FUTURES PRODUCTS","Subpart C—Requirements and Standards for Listing Security Futures Products"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-17.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:24:31Z","sha256":"7708da3f965c3cac8d70179487eba3e3b992e60deb87043741dd210ff8652f6c","source_id":"us-cfr","stale":true,"prev":"us/17-cfr-41.22","next":"us/17-cfr-41.24"},"notice":"GroundRules: Original legal text. Not legal advice."}
