{"data":{"id":"us/2-cfr-appendix-k-to-part-1138","jurisdiction":"us","citation":"2 CFR Appendix K to Part 1138","heading":"Appendix K to Part 1138—Terms and Conditions for SUB Article XI, “Requirements Concerning Subrecipients' Lower-Tier Subawards”","body":"Unless modified as provided in § 1138.5, a DoD Component's general terms and conditions must use the following wording for SUB Article XI.\nSUB Article XI. Requirements Concerning Subrecipients' Lower-Tier Subawards. (DECEMBER 2014)\nSection A. Purpose. This article specifies requirements you must include in any cost-type subaward under which you determine that the subrecipient of your subaward may make lower-tier cost-type subawards to other entities. Paragraph G.1 of SUB Article XII specifies requirements related to fixed-amount type subawards at lower tiers.\nSection B. Requirements for lower-tier subawards. Your cost-type subaward terms and conditions must require your subrecipient, with respect to each lower-tier cost-type subaward that it makes, to:\n1. Ensure that the lower-tier transaction is a subaward, rather than a procurement, by making the determination that SUB Article I of this award requires you to make for your subawards.\n2. Conduct the pre-award risk assessment of its intended subrecipient that Section B of SUB Article II of this award requires you to make for your subawards.\n3. Include in any cost-type subaward it makes at the next tier:\na. The informational content that SUB Article III specifies;\nb. The administrative requirements that SUB Articles IV through VIII of this award specify;\nc. The national policy requirements that SUB Article IX of this award specifies, as applicable; and\nd. The requirements of this article if the next-tier subrecipient may make even lower-tier cost-type subawards to other entities.\n4. Carry out the subrecipient monitoring and other post-award administration responsibilities specified in SUB Article X of this award.","path":["Title 2—Federal Financial Assistance","Subtitle B—Federal Agency Regulations for Grants and Agreements","CHAPTER XI—DEPARTMENT OF DEFENSE","SUBCHAPTER D—ADMINISTRATIVE REQUIREMENTS TERMS AND CONDITIONS FOR COST-TYPE GRANTS AND COOPERATIVE AGREEMENTS TO NONPROFIT AND GOVERNMENTAL ENTITIES","PART 1138—REQUIREMENTS RELATED TO SUBAWARDS: GENERAL AWARD TERMS AND CONDITIONS"],"source_url":"https://www.ecfr.gov/api/versioner/v1/full/2026-08-25/title-2.xml","current_through":"2026-08-25","vintage":"","retrieved_at":"2026-08-27T02:23:42Z","sha256":"51cb65e80f23dda29864eaa300ba63bb4b7a50a248104b86e025e007a91f7a6d","source_id":"us-cfr","stale":true,"prev":"us/2-cfr-appendix-j-to-part-1138","next":"us/2-cfr-appendix-l-to-part-1138"},"notice":"GroundRules: Original legal text. Not legal advice."}