GroundRules
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- A.R.S. § 44-2012 · Complaint; contents
- A.R.S. § 44-2013 · Preliminary injunction; appointment of temporary conservator or receiver
- A.R.S. § 44-2014 · Permanent injunction; permanent conservator or receiver
- A.R.S. § 44-2015 · Conservator; bond; powers and duties
- A.R.S. § 44-2016 · Duration of appointment of conservator; distributing assets; winding up affairs of violator
- A.R.S. § 44-2017 · Compensation of conservators and other personnel
- A.R.S. § 44-2031 · Jurisdiction and venue of offenses and actions; joinder of spouse
- A.R.S. § 44-2032 · Cease and desist orders; civil penalty; injunctions; civil restitution; prosecutions for violations
- A.R.S. § 44-2033 · Burden of proof of exemptions
- A.R.S. § 44-2034 · Evidence of registration or notice filing; lack of registration or notice filing
- A.R.S. § 44-2035 · Evidence of record of proceedings
- A.R.S. § 44-2036 · Administrative penalty
- A.R.S. § 44-2037 · Civil penalties
- A.R.S. § 44-2038 · Costs recoverable
- A.R.S. § 44-2039 · Securities regulatory and enforcement fund; purpose
- A.R.S. § 44-2040 · Violation; classification
- A.R.S. § 44-2041 · Continuance of prior law for certain purposes
- A.R.S. § 44-2042 · Confidentiality
- A.R.S. § 44-2051 · Advancement of economic development and capital formation
- A.R.S. § 44-2052 · Exchange operation; commission rules
- A.R.S. § 44-2053 · Limitation on liability
- A.R.S. § 44-2055 · Securities public reference rooms
- A.R.S. § 44-2056 · Free trade
- A.R.S. § 44-2081 · Private securities class action litigation
- A.R.S. § 44-2082 · Requirements for securities fraud actions involving misleading statements or omissions
- A.R.S. § 44-2083 · Sanctions for abusive litigation
- A.R.S. § 44-2084 · Right to written interrogatories
- A.R.S. § 44-2085 · Limitation on damages; definition
- A.R.S. § 44-2086 · Attorney fees paid from disgorgement monies; prohibition
- A.R.S. § 44-2087 · Application of safe harbor for forward-looking statements; definitions
- A.R.S. § 44-2121 · Definition of illegal act
- A.R.S. § 44-2122 · Audit requirements
- A.R.S. § 44-2123 · Audit discoveries; required responses
- A.R.S. § 44-2124 · Auditor liability limitation
- A.R.S. § 44-2125 · Civil penalties in cease and desist proceedings
- A.R.S. § 44-2126 · Preservation of existing authority
- A.R.S. § 44-281 · Definitions
- A.R.S. § 44-282 · Licensing of sales finance companies required; penalty
- A.R.S. § 44-283 · Denial, suspension or revocation of licenses
- A.R.S. § 44-286 · Requirements and prohibitions as to retail installment contracts
- A.R.S. § 44-287 · Contents of contract
- A.R.S. § 44-288 · Insurance provisions of contract
- A.R.S. § 44-289 · Delinquent contract; recovery; transfer fees; blank spaces in contract
- A.R.S. § 44-290 · Amount of payments; waiver of remedies
- A.R.S. § 44-291 · Computation of interest; prepayment rebate; additional charges; secondary motor vehicle finance transaction; definitions
- A.R.S. § 44-293 · Motor vehicle; refinancing retail installment contract
- A.R.S. § 44-294 · Records
- A.R.S. § 44-295 · Penalties
- A.R.S. § 44-301 · Definitions
- A.R.S. § 44-302 · Presumptions of abandonment
- A.R.S. § 44-303 · Contents of safe deposit box or other safekeeping depository
- A.R.S. § 44-304 · Rules for taking custody
- A.R.S. § 44-305 · Dormancy charge
- A.R.S. § 44-306 · Burden of proof as to property evidenced by record of check or draft
- A.R.S. § 44-307 · Report of abandoned property
- A.R.S. § 44-308 · Payment or delivery of abandoned property
- A.R.S. § 44-309 · Notice and publication of abandoned property
- A.R.S. § 44-310 · Custody by state; recovery by holder; defense of holder
- A.R.S. § 44-3101 · Definitions
- A.R.S. § 44-3102 · Interpretations by commission
- A.R.S. § 44-311 · Crediting of owner's account; interest
- A.R.S. § 44-3111 · Director of securities
- A.R.S. § 44-3112 · Assistant director of securities
- A.R.S. § 44-3113 · Employment of personnel
- A.R.S. § 44-3114 · Travel and other necessary expenses of employees
- A.R.S. § 44-3115 · Cooperation with other agencies
- A.R.S. § 44-312 · Public sale of abandoned property; prohibition
- A.R.S. § 44-313 · Deposit of monies
- A.R.S. § 44-3131 · General rule making power of commission; delegation of authority; limitation
- A.R.S. § 44-3132 · Investigations
- A.R.S. § 44-3133 · Power to require testimony and production of records; order of nondisclosure
- A.R.S. § 44-3134 · Contempt; penalty
- A.R.S. § 44-3135 · No-action letters
- A.R.S. § 44-314 · Federal deposit insurance corporation trust fund; temporary custody; interest
- A.R.S. § 44-315 · Confidentiality; violation; classification; definitions
- A.R.S. § 44-3151 · Licensure required; exclusion; violation; classification
- A.R.S. § 44-3152 · Exemption of certain investment advisers and investment adviser representatives; private fund adviser exemption; definitions
- A.R.S. § 44-3153 · Application for licensure as investment adviser; notice filings by federal covered advisers
- A.R.S. § 44-3154 · Licensure application; additional information
- A.R.S. § 44-3155 · Investment adviser license; notification
- A.R.S. § 44-3156 · Application for licensure as investment adviser representative
- A.R.S. § 44-3157 · Investment adviser representative license; notification
- A.R.S. § 44-3158 · Expiration, renewal or transfer of licensure; automatic suspension
- A.R.S. § 44-3159 · Reporting requirements
- A.R.S. § 44-316 · Claim of another state to recover property
- A.R.S. § 44-317 · Filing claim with department
- A.R.S. § 44-318 · Action to establish claim; attorney fees
- A.R.S. § 44-3181 · Fees; penalties; abandonment
- A.R.S. § 44-319 · Election to take payment or delivery
- A.R.S. § 44-320 · Destruction or disposition of property having no substantial commercial value; immunity from liability
- A.R.S. § 44-3201 · Grounds for denial, revocation or suspension of license; administrative remedies
- A.R.S. § 44-3202 · Entry of order of denial, suspension or revocation
- A.R.S. § 44-321 · Periods of limitation
- A.R.S. § 44-3211 · Initiation of hearing; purpose of hearing
- A.R.S. § 44-3212 · Notice of an opportunity for a hearing; time of hearing
- A.R.S. § 44-3213 · Conduct of hearing
- A.R.S. § 44-3214 · Rehearings
- A.R.S. § 44-322 · Requests for reports; examination of records
- A.R.S. § 44-323 · Retention of records
- A.R.S. § 44-3231 · Judicial review