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- 12 CFR 217.406 · Short-term wholesale funding score.
- 12 CFR 217.501 · The Board's Regulatory Capital Framework for Depository Institution Holding Companies Organized as Non-Stock Companies.
- 12 CFR 217.502 · Application of the Board's Regulatory Capital Framework to Employee Stock Ownership Plans that are Depository Institution Holding Companies and Certain Trusts that are Savings and Loan Holding Companies.
- 12 CFR 217.601 · Purpose, applicability, and reservations of authority.
- 12 CFR 217.602 · Definitions.
- 12 CFR 217.603 · BBA ratio and minimum requirements.
- 12 CFR 217.604 · Capital conservation buffer.
- 12 CFR 217.605 · Determination of building blocks.
- 12 CFR 217.606 · Scaling parameters.
- 12 CFR 217.607 · Capital requirements under the Building Block Approach.
- 12 CFR 217.608 · Available capital resources under the Building Block Approach.
- 12 CFR Appendix A to Part 217 · Appendix A to Part 217—The Federal Reserve Board's Framework for Implementing the Countercyclical Capital Buffer
- 12 CFR 218.100 · Definition.
- 12 CFR 218.700 · Defined terms relating to the networking exception from the definition of “broker.”
- 12 CFR 218.701 · Exemption from the definition of “broker” for certain institutional referrals.
- 12 CFR 218.721 · Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
- 12 CFR 218.722 · Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
- 12 CFR 218.723 · Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
- 12 CFR 218.740 · Defined terms relating to the sweep accounts exception from the definition of “broker.”
- 12 CFR 218.741 · Exemption for banks effecting transactions in money market funds.
- 12 CFR 218.760 · Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
- 12 CFR 218.771 · Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
- 12 CFR 218.772 · Exemption from the definition of “broker” for banks engaging in securities lending transactions.
- 12 CFR 218.775 · Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
- 12 CFR 218.776 · Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
- 12 CFR 218.780 · Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
- 12 CFR 218.781 · Exemption from the definition of “broker” for banks for a limited period of time.
- 12 CFR 219.1 · Authority, purpose and scope.
- 12 CFR 219.2 · Definitions.
- 12 CFR 219.3 · Cost reimbursement.
- 12 CFR 219.4 · Exceptions.
- 12 CFR 219.5 · Conditions for payment.
- 12 CFR 219.6 · Payment procedures.
- 12 CFR 219.21 · Authority, purpose and scope.
- 12 CFR 219.22 · Definitions.
- 12 CFR 219.23 · Recordkeeping and reporting requirements.
- 12 CFR 219.24 · Retention period.
- 12 CFR 220.1 · Authority, purpose, and scope.
- 12 CFR 220.2 · Definitions.
- 12 CFR 220.3 · General provisions.
- 12 CFR 220.4 · Margin account.
- 12 CFR 220.5 · Special memorandum account.
- 12 CFR 220.6 · Good faith account.
- 12 CFR 220.7 · Broker-dealer credit account.
- 12 CFR 220.8 · Cash account.
- 12 CFR 220.9 · Clearance of securities, options, and futures.
- 12 CFR 220.10 · Borrowing and lending securities.
- 12 CFR 220.11 · Requirements for the list of marginable OTC stocks and the list of foreign margin stocks.
- 12 CFR 220.12 · Supplement: margin requirements.
- 12 CFR 220.101 · Transactions of customers who are brokers or dealers.
- 12 CFR 220.102 · [Reserved]
- 12 CFR 220.103 · Borrowing of securities.
- 12 CFR 220.104 · [Reserved]
- 12 CFR 220.105 · Ninety-day rule in special cash account.
- 12 CFR 220.106-220.107 · §§ 220.106-220.107 [Reserved]
- 12 CFR 220.108 · International Bank Securities.
- 12 CFR 220.109 · [Reserved]
- 12 CFR 220.110 · Assistance by Federal credit union to its members.
- 12 CFR 220.111 · Arranging for extensions of credit to be made by a bank.
- 12 CFR 220.112 · [Reserved]
- 12 CFR 220.113 · Necessity for prompt payment and delivery in special cash accounts.
- 12 CFR 220.114-220.116 · §§ 220.114-220.116 [Reserved]
- 12 CFR 220.117 · Exception to 90-day rule in special cash account.
- 12 CFR 220.118 · Time of payment for mutual fund shares purchased in a special cash account.
- 12 CFR 220.119 · Applicability of margin requirements to credit extended to corporation in connection with retirement of stock.
- 12 CFR 220.120 · [Reserved]
- 12 CFR 220.121 · Applicability of margin requirements to joint account between two creditors.
- 12 CFR 220.122 · “Deep in the money put and call options” as extensions of credit.
- 12 CFR 220.123 · Partial delayed issue contracts covering nonconvertible bonds.
- 12 CFR 220.124 · Installment sale of tax-shelter programs as “arranging” for credit.
- 12 CFR 220.125-220.126 · §§ 220.125-220.126 [Reserved]
- 12 CFR 220.127 · Independent broker/dealers arranging credit in connection with the sale of insurance premium funding programs.
- 12 CFR 220.128 · Treatment of simultaneous long and short positions in the same margin account when put or call options or combinations thereof on such stock are also outstanding in the account.
- 12 CFR 220.129-220.130 · §§ 220.129-220.130 [Reserved]
- 12 CFR 220.131 · Application of the arranging section to broker-dealer activities under SEC Rule 144A.
- 12 CFR 220.132 · Credit to brokers and dealers.
- 12 CFR 221.1 · Authority, purpose, and scope.
- 12 CFR 221.2 · Definitions.
- 12 CFR 221.3 · General requirements.
- 12 CFR 221.4 · Employee stock option, purchase, and ownership plans.
- 12 CFR 221.5 · Special purpose loans to brokers and dealers.
- 12 CFR 221.6 · Exempted transactions.
- 12 CFR 221.7 · Supplement: Maximum loan value of margin stock and other collateral.
- 12 CFR 221.101 · Determination and effect of purpose of loan.
- 12 CFR 221.102 · Application to committed credit where funds are disbursed thereafter.
- 12 CFR 221.103 · Loans to brokers or dealers.
- 12 CFR 221.104 · Federal credit unions.
- 12 CFR 221.105 · Arranging for extensions of credit to be made by a bank.
- 12 CFR 221.106 · Reliance in “good faith” on statement of purpose of loan.
- 12 CFR 221.107 · Arranging loan to purchase open-end investment company shares.
- 12 CFR 221.108 · Effect of registration of stock subsequent to making of loan.
- 12 CFR 221.109 · Loan to open-end investment company.
- 12 CFR 221.110 · Questions arising under this part.
- 12 CFR 221.111 · Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
- 12 CFR 221.112 · Loans by bank in capacity as trustee.
- 12 CFR 221.113 · Loan which is secured indirectly by stock.
- 12 CFR 221.114 · Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
- 12 CFR 221.115 · Accepting a purpose statement through the mail without benefit of face-to-face interview.
- 12 CFR 221.116 · Bank loans to replenish working capital used to purchase mutual fund shares.
- 12 CFR 221.117 · When bank in “good faith” has not relied on stock as collateral.