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- 13 CFR 107.1180 · Required distributions to SBA by Early Stage SBICs.
- 13 CFR 107.1181 · Interest reserve requirements for Early Stage SBICs.
- 13 CFR 107.1182 · Valuation requirements for Early Stage SBICs based on Capital Impairment Percentage.
- 13 CFR 107.1200 · SBA's Leverage commitment to a Licensee—application procedure, amount, and term.
- 13 CFR 107.1210 · Payment of leverage fee upon receipt of commitment.
- 13 CFR 107.1220 · Requirement for Licensee to file quarterly financial statements.
- 13 CFR 107.1230 · Draw-downs by Licensee under SBA's Leverage commitment.
- 13 CFR 107.1240 · Funding of Licensee's draw request through sale to short-term investor.
- 13 CFR 107.1400 · [Reserved]
- 13 CFR 107.1410 · [Reserved]
- 13 CFR 107.1420 · [Reserved]
- 13 CFR 107.1430 · [Reserved]
- 13 CFR 107.1440 · [Reserved]
- 13 CFR 107.1450 · [Reserved]
- 13 CFR 107.1500 · General description of Participating Securities.
- 13 CFR 107.1505 · Liquidity requirements for Licensees issuing Participating Securities.
- 13 CFR 107.1510 · How a Licensee computes Earmarked Profit (Loss).
- 13 CFR 107.1520 · How a Licensee computes and allocates Prioritized Payments to SBA.
- 13 CFR 107.1530 · How a Licensee computes SBA's Profit Participation.
- 13 CFR 107.1540 · Distributions by Licensee—Prioritized Payments and Adjustments.
- 13 CFR 107.1550 · Distributions by Licensee—permitted “tax Distributions” to private investors and SBA.
- 13 CFR 107.1560 · Distributions by Licensee—required Distributions to private investors and SBA.
- 13 CFR 107.1570 · Distributions by Licensee—optional Distribution to private investors and SBA.
- 13 CFR 107.1575 · Distributions on other than Payment Dates.
- 13 CFR 107.1580 · Special rules for In-Kind Distributions by Licensees.
- 13 CFR 107.1585 · ][Reserved]
- 13 CFR 107.1590 · [Reserved]
- 13 CFR 107.1600 · SBA authority to issue and guarantee Trust Certificates.
- 13 CFR 107.1610 · Effect of prepayment or early redemption of Leverage on a Trust Certificate.
- 13 CFR 107.1620 · Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
- 13 CFR 107.1630 · SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
- 13 CFR 107.1640 · SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.
- 13 CFR 107.1700 · Transfer by SBA of its interest in Licensee's Leverage security.
- 13 CFR 107.1710 · SBA authority to collect or compromise its claims.
- 13 CFR 107.1720 · Characteristics of SBA's guarantee.
- 13 CFR 107.1800 · Licensee's agreement to terms and conditions in §§ 107.1810 and 107.1820.
- 13 CFR 107.1810 · Events of default and SBA's remedies for Licensee's noncompliance with terms of Debentures.
- 13 CFR 107.1820 · Conditions affecting issuers of Preferred Securities and/or Participating Securities.
- 13 CFR 107.1830 · Licensee's Capital Impairment—definition and general requirements.
- 13 CFR 107.1840 · Computation of Licensee's Capital Impairment Percentage.
- 13 CFR 107.1845 · Determination of Capital Impairment Percentage for Early Stage SBICs.
- 13 CFR 107.1850 · Watchlist.
- 13 CFR 107.1900 · Surrender of license.
- 13 CFR 107.1910 · Non-waiver of SBA's rights or terms of Leverage security.
- 13 CFR 107.1920 · Licensee's application for exemption from a regulation in this part 107.
- 13 CFR 107.1930 · Effect of changes in this part 107 on transactions previously consummated.
- 13 CFR 108.10 · Description of the New Markets Venture Capital Program.
- 13 CFR 108.20 · Legal basis and applicability of this part 108.
- 13 CFR 108.30 · Amendments to Act and regulations.
- 13 CFR 108.40 · How to read this part 108.
- 13 CFR 108.50 · Definition of terms.
- 13 CFR 108.100 · Business form.
- 13 CFR 108.110 · Qualified management.
- 13 CFR 108.120 · Economic development primary mission.
- 13 CFR 108.130 · Identified Low Income Geographic Areas.
- 13 CFR 108.140 · SBA approval of initial Management Expenses.
- 13 CFR 108.150 · Management and ownership diversity requirement.
- 13 CFR 108.160 · Special rules for NMVC Companies formed as limited partnerships.
- 13 CFR 108.200 · Adequate capital for NMVC Companies.
- 13 CFR 108.210 · Minimum capital requirements for NMVC Companies.
- 13 CFR 108.230 · Private Capital for NMVC Companies.
- 13 CFR 108.300 · When and how to apply for designation as a NMVC Company.
- 13 CFR 108.310 · Contents of application.
- 13 CFR 108.320 · Contents of comprehensive business plan.
- 13 CFR 108.330 · Grant issuance fee.
- 13 CFR 108.340 · Evaluation and selection—general.
- 13 CFR 108.350 · Eligibility and completeness.
- 13 CFR 108.360 · Evaluation criteria.
- 13 CFR 108.370 · Conditional approval.
- 13 CFR 108.380 · Final approval as a NMVC Company.
- 13 CFR 108.400 · Changes in ownership of 10 percent or more of NMVC Company but no change of Control.
- 13 CFR 108.410 · Changes in Control of NMVC Company (through change in ownership or otherwise).
- 13 CFR 108.420 · Prohibition on exercise of ownership or Control rights in NMVC Company before SBA approval.
- 13 CFR 108.430 · Notification to SBA of transactions that may change ownership or Control.
- 13 CFR 108.440 · Standards governing prior SBA approval for a proposed transfer of Control.
- 13 CFR 108.450 · Notification to SBA of pledge of NMVC Company's shares.
- 13 CFR 108.460 · Restrictions on Common Control or ownership of two (or more) NMVC Companies.
- 13 CFR 108.470 · SBA approval of merger, consolidation, or reorganization of NMVC Company.
- 13 CFR 108.500 · Lawful operations under the Act.
- 13 CFR 108.502 · Representations to the public.
- 13 CFR 108.503 · NMVC Company's adoption of an approved valuation policy.
- 13 CFR 108.504 · Equipment and office requirements.
- 13 CFR 108.506 · Safeguarding the NMVC Company's assets/Internal controls.
- 13 CFR 108.507 · Violations based on false filings and nonperformance of agreements with SBA.
- 13 CFR 108.509 · Employment of SBA officials.
- 13 CFR 108.510 · SBA approval of NMVC Company's Investment Adviser/Manager.
- 13 CFR 108.520 · Management Expenses of a NMVC Company.
- 13 CFR 108.530 · Restrictions on investments of idle funds by NMVC Companies.
- 13 CFR 108.550 · Prior approval of secured third-party debt of NMVC companies.
- 13 CFR 108.585 · Voluntary decrease in NMVC Company's Regulatory Capital.
- 13 CFR 108.600 · General requirement for NMVC Company to maintain and preserve records.
- 13 CFR 108.610 · Required certifications for Loans and Investments.
- 13 CFR 108.620 · Requirements to obtain information from Portfolio Concerns.
- 13 CFR 108.630 · Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468).
- 13 CFR 108.640 · Requirement to file portfolio financing reports (SBA Form 1031).
- 13 CFR 108.650 · Requirement to report portfolio valuations to SBA.
- 13 CFR 108.660 · Other items required to be filed by NMVC Company with SBA.
- 13 CFR 108.680 · Reporting changes in NMVC Company not subject to prior SBA approval.
- 13 CFR 108.690 · Examinations.
- 13 CFR 108.691 · Responsibilities of NMVC Company during examination.