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17 CFR 12.303 · Pre-decision conferences.
17 CFR 12.304 · Functions and responsibilities of the Administrative Law Judge.
17 CFR 12.305 · Disqualification of Administrative Law Judge.
17 CFR 12.306 · Filing of documents; subscription; service.
17 CFR 12.307 · Amended and supplemental pleadings.
17 CFR 12.308 · Motions.
17 CFR 12.309 · Interlocutory review by the Commission.
17 CFR 12.310 · Summary disposition.
17 CFR 12.311 · Disposing of proceeding or issues without oral hearing.
17 CFR 12.312 · Oral hearing.
17 CFR 12.313 · Subpoenas for attendance at an oral hearing.
17 CFR 12.314 · Initial decision.
17 CFR 12.315 · Consequences of overstating damages claims not in excess of $30,000.
17 CFR 12.400 · Scope and applicability of rules.
17 CFR 12.401 · Appeal to the Commission.
17 CFR 12.402 · Appeal of disposition of less than all claims or parties in a proceeding.
17 CFR 12.403 · Commission review on its own motion.
17 CFR 12.404 · The record of proceedings.
17 CFR 12.405 · Leave to adduce additional evidence.
17 CFR 12.406 · Final decision of the Commission.
17 CFR 12.407 · Satisfaction of reparation award; enforcement; sanctions.
17 CFR 12.408 · Delegation of authority to the General Counsel.
17 CFR 13.1 · Petition for issuance, amendment, or repeal of a rule.
17 CFR 13.2 · [Reserved]
17 CFR 14.1 · Scope.
17 CFR 14.2 · Definitions of appearance and practice.
17 CFR 14.3 · Hearings.
17 CFR 14.4 · Violation of Commodity Exchange Act.
17 CFR 14.5 · Criminal conviction.
17 CFR 14.6 · Disbarment or suspension by licensing authority.
17 CFR 14.7 · Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
17 CFR 14.8 · Lack of requisite qualifications, character and integrity.
17 CFR 14.9 · Duty to file information concerning adverse judicial or administrative action.
17 CFR 14.10 · Reinstatement.
17 CFR 15.00 · Definitions of terms used in parts 15 to 19, and 21 of this chapter.
17 CFR 15.01 · Persons required to report.
17 CFR 15.02 · Reporting forms.
17 CFR 15.03 · Reporting levels.
17 CFR 15.04 · Reportable trading volume level.
17 CFR 15.05 · Designation of agent for foreign persons.
17 CFR 15.06 · Delegations.
17 CFR 16.00 · Clearing member reports.
17 CFR 16.01 · Publication of market data on futures, swaps and options thereon: trading volume, open contracts, prices, and critical dates.
17 CFR 16.02 · Daily trade and supporting data reports.
17 CFR 16.03-16.05 · §§ 16.03-16.05 [Reserved]
17 CFR 16.06 · Errors or omissions.
17 CFR 16.07 · Delegation of authority to the Director of the Division of Data and to the Director of the Division of Market Oversight.
17 CFR 17.00 · Information to be furnished by futures commission merchants, clearing members and foreign brokers.
17 CFR 17.01 · Identification of special accounts, volume threshold accounts, and omnibus accounts.
17 CFR 17.02 · Form, manner and time of filing reports.
17 CFR 17.03 · Delegation of authority to the Director of the Division of Data or the Director of the Division of Market Oversight.
17 CFR 17.04 · Reporting omnibus accounts to reporting firms.
17 CFR Appendix A to Part 17 · Appendix A to Part 17—Form 102
17 CFR Appendix B to Part 17 · Appendix B to Part 17—Form 71
17 CFR Appendix C to Part 17 · Appendix C to Part 17—Data Elements
17 CFR 18.00 · Information to be furnished by traders.
17 CFR 18.01 · Interest in or control of several accounts.
17 CFR 18.02 · [Reserved]
17 CFR 18.03 · Delegation of authority.
17 CFR 18.04 · Statement of reporting trader.
17 CFR 18.05 · Maintenance of books and records.
17 CFR 18.06 · [Reserved]
17 CFR Appendix A to Part 18 · Appendix A to Part 18—Form 40
17 CFR 19.00 · Who shall furnish information.
17 CFR 19.01 · [Reserved]
17 CFR 19.02 · Reports pertaining to cotton on call purchases and sales.
17 CFR 19.03 · Delegation of authority to the Director of the Division of Enforcement.
17 CFR 19.04-19.10 · §§ 19.04-19.10 [Reserved]
17 CFR Appendix A to Part 19 · Appendix A to Part 19—Form 304
17 CFR 20.1 · Definitions.
17 CFR 20.2 · Covered contracts.
17 CFR 20.3 · Clearing organizations.
17 CFR 20.4 · Reporting entities.
17 CFR 20.5 · Series S filings.
17 CFR 20.6 · Maintenance of books and records.
17 CFR 20.7 · Form and manner of reporting and submitting information or filings.
17 CFR 20.8 · Delegation of authority.
17 CFR 20.9 · Sunset provision.
17 CFR 20.10 · Compliance schedule.
17 CFR 20.11 · Diversified commodity indices.
17 CFR Appendix A to Part 20 · Appendix A to Part 20—Guidelines on Futures Equivalency
17 CFR Appendix B to Part 20 · Appendix B to Part 20—Explanatory Guidance on Data Record Layouts
17 CFR 21.00 · Preparation and transmission of information upon special call.
17 CFR 21.01 · Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers.
17 CFR 21.02 · Special calls for information on open contracts in accounts carried or introduced by futures commission merchants, clearing members, members of reporting markets, introducing brokers, and foreign brokers.
17 CFR 21.03 · Selected special calls-duties of foreign brokers, domestic and foreign traders, futures commission merchants, clearing members, introducing brokers, and reporting markets.
17 CFR 21.04 · Special calls for information on customer accounts or related cleared positions.
17 CFR 21.05 · Delegation of authority.
17 CFR 21.06 · Delegation of authority to the Director of the Division of Clearing and Risk.
17 CFR 22.1 · Definitions.
17 CFR 22.2 · Futures Commission Merchants: Treatment of Cleared Swaps and Associated Cleared Swaps Customer Collateral.
17 CFR 22.3 · Derivatives clearing organizations: Treatment of cleared swaps customer collateral.
17 CFR 22.4 · Futures Commission Merchants and derivatives clearing organizations: Permitted Depositories.
17 CFR 22.5 · Futures commission merchants and derivatives clearing organizations: Written acknowledgement.
17 CFR 22.6 · Futures commission merchants and derivatives clearing organizations: Naming of Cleared Swaps Customer Accounts.
17 CFR 22.7 · Permitted depositories: Treatment of Cleared Swaps Customer Collateral.
17 CFR 22.8 · Situs of Cleared Swaps Customer Accounts.
17 CFR 22.9 · Denomination of Cleared Swaps Customer Collateral and location of depositories.
17 CFR 22.10 · Application of other regulatory provisions.
17 CFR 22.11 · Information to be provided regarding Cleared Swaps Customers and their Cleared Swaps.