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17 CFR 50.7-50.9 · -50.9 [Reserved]
17 CFR 50.10 · Prevention of evasion of the clearing requirement and abuse of an exception or exemption to the clearing requirement.
17 CFR 50.11-50.24 · -50.24 [Reserved]
17 CFR 50.25 · Clearing requirement compliance schedule.
17 CFR 50.26 · Swap clearing requirement compliance dates.
17 CFR 50.27-50.49 · §§ 50.27-50.49 [Reserved]
17 CFR 50.50 · Non-financial end-user exception to the clearing requirement.
17 CFR 50.51 · Cooperatives exempt from the clearing requirement.
17 CFR 50.52 · Affiliated entities exempt from the clearing requirement.
17 CFR 50.53 · Banks, savings associations, farm credit system institutions, and credit unions exempt from the clearing requirement.
17 CFR 50.75 · Swaps entered into by central banks or sovereign entities.
17 CFR 50.76 · Swaps entered into by international financial institutions.
17 CFR 50.77 · Interest rate swaps entered into by community development financial institutions.
17 CFR 50.78 · Swaps entered into by bank holding companies.
17 CFR 50.79 · Swaps entered into by savings and loan holding companies.
17 CFR 75.1 · Authority, purpose, scope, and relationship to other authorities.
17 CFR 75.2 · Definitions.
17 CFR 75.3 · Prohibition on proprietary trading.
17 CFR 75.4 · Permitted underwriting and market making-related activities.
17 CFR 75.5 · Permitted risk-mitigating hedging activities.
17 CFR 75.6 · Other permitted proprietary trading activities.
17 CFR 75.7 · Limitations on permitted proprietary trading activities.
17 CFR 75.8-75.9 · §§ 75.8-75.9 [Reserved]
17 CFR 75.10 · Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
17 CFR 75.11 · Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
17 CFR 75.12 · Permitted investment in a covered fund.
17 CFR 75.13 · Other permitted covered fund activities and investments.
17 CFR 75.14 · Limitations on relationships with a covered fund.
17 CFR 75.15 · Other limitations on permitted covered fund activities.
17 CFR 75.16 · Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
17 CFR 75.17-75.19 · §§ 75.17-75.19 [Reserved]
17 CFR 75.20 · Program for compliance; reporting.
17 CFR 75.21 · Termination of activities or investments; penalties for violations.
17 CFR Appendix A to Part 75 · Appendix A to Part 75—Reporting and Recordkeeping Requirements for Covered Trading Activities
17 CFR 100.1 · Delivery period required with respect to certain grains.
17 CFR 140.1 · Headquarters office.
17 CFR 140.2 · Regional office—Regional Administrator.
17 CFR 140.10 · The Commission.
17 CFR 140.11 · Emergency action by the senior Commissioner available.
17 CFR 140.12 · Disposition of business by seriatim Commission consideration.
17 CFR 140.13 · Vacancy in position of Chairman.
17 CFR 140.14 · Delegation of authority to the Secretary of the Commission.
17 CFR 140.20 · Designation of senior official to oversee Commission use of national security information.
17 CFR 140.21 · Definitions.
17 CFR 140.22 · Procedures.
17 CFR 140.23 · General access requirements.
17 CFR 140.24 · Control and accountability procedures.
17 CFR 140.61 · [Reserved]
17 CFR 140.72 · Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.
17 CFR 140.73 · Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
17 CFR 140.74 · Delegation of authority to issue special calls for Series 03 Reports.
17 CFR 140.75 · Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Market Participants Division.
17 CFR 140.76 · Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
17 CFR 140.77 · Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.
17 CFR 140.80 · Disclosure of information pursuant to a subpoena or summons.
17 CFR 140.81 · [Reserved]
17 CFR 140.91 · Delegation of authority to the Director of the Division of Clearing and Risk and to the Market Participants Division.
17 CFR 140.92 · Delegation of authority to grant registrations and renewals thereof.
17 CFR 140.93 · Delegation of authority to the Director of the Market Participants Division.
17 CFR 140.94 · Delegation of authority to the Director of the Market Participants Division and to the Director of the Division of Clearing and Risk.
17 CFR 140.95 · Delegation of authority with respect to withdrawals from registration.
17 CFR 140.96 · Delegation of authority to publish in the Federal Register.
17 CFR 140.97 · [Reserved]
17 CFR 140.98 · Publication of no-action, interpretative and exemption letters and other written communications.
17 CFR 140.99 · Requests for exemptive, no-action and interpretative letters.
17 CFR 140.735-1 · -1 Authority and purpose.
17 CFR 140.735-2 · -2 Prohibited transactions.
17 CFR 140.735-2a · -2a Prohibited interests.
17 CFR 140.735-3 · -3 Non-governmental employment and other outside activity.
17 CFR 140.735-4 · -4 Receipt and disposition of foreign gifts and decorations.
17 CFR 140.735-5 · -5 Disclosure of information.
17 CFR 140.735-6 · -6 Practice by former members and employees of the Commission.
17 CFR 140.735-7 · -7 Statutory violations applicable to conduct of Commission members and employees.
17 CFR 140.735-8 · -8 Interpretative and advisory service.
17 CFR 140.800 · Financial data transparency.
17 CFR 141.1 · Purpose and scope.
17 CFR 141.2 · Definitions.
17 CFR 141.3 · Applicability.
17 CFR 141.4 · Notice requirements.
17 CFR 141.5 · Hearing.
17 CFR 141.6 · Written decision.
17 CFR 141.7 · Coordinating offset with another Federal agency.
17 CFR 141.8 · Procedures for salary offset.
17 CFR 141.9 · Refunds.
17 CFR 141.10 · Statute of limitations.
17 CFR 141.11 · Non-waiver of rights.
17 CFR 141.12 · Interest, penalties, and administrative costs.
17 CFR 142.1 · Purpose and scope.
17 CFR 142.2 · Policy.
17 CFR 143.1 · Purpose.
17 CFR 143.2 · Notice of claim.
17 CFR 143.3 · Interest, penalty charges, and administrative costs.
17 CFR 143.4 · Collection by offset.
17 CFR 143.5 · Collection by compromise.
17 CFR 143.6 · Referral for litigation.
17 CFR 143.7 · Delegation of authority to the Executive Director.
17 CFR 143.8 · Inflation-adjusted civil monetary penalties.
17 CFR 143.9 · Administrative wage garnishment orders.
17 CFR 143.10 · Garnishment hearings.
17 CFR 144.0 · Purpose and scope.