GroundRules
Browse Federal regulations
Read the original sections, or search by topic.
- 17 CFR 210.9-01 · -01 Application of §§ 210.9-01 to 210.9-07.
- 17 CFR 210.9-02 · -02 General requirement.
- 17 CFR 210.9-03 · -03 Balance sheets.
- 17 CFR 210.9-04 · -04 Statements of comprehensive income.
- 17 CFR 210.9-05 · -05 Foreign activities.
- 17 CFR 210.9-06 · -06 Condensed financial information of registrant.
- 17 CFR 210.9-07 · -07 [Reserved]
- 17 CFR 210.10-01 · -01 Interim financial statements.
- 17 CFR 210.11-01 · -01 Presentation requirements.
- 17 CFR 210.11-02 · -02 Preparation requirements.
- 17 CFR 210.11-03 · -03 Presentation of financial forecast.
- 17 CFR 210.12-01 · -01 Application of §§ 210.12-01 to 210.12-29.
- 17 CFR 210.12-02 - 210.12-03 · §§ 210.12-02-210.12-03 [Reserved]
- 17 CFR 210.12-04 · -04 Condensed financial information of registrant.
- 17 CFR 210.12-05 - 210.12-08 · -05--210.12-08 [Reserved]
- 17 CFR 210.12-09 · -09 Valuation and qualifying accounts.
- 17 CFR 210.12-10 - 210.12-11 · §§ 210.12-10-210.12-11 [Reserved]
- 17 CFR 210.12-12 · -12 Investments in securities of unaffiliated issuers.
- 17 CFR 210.12-12A · -12A Investments—securities sold short.
- 17 CFR 210.12-12B · -12B Summary schedule of investments in securities of unaffiliated issuers.
- 17 CFR 210.12-12C · -12C [Reserved]
- 17 CFR 210.12-13 · -13 Open option contracts written.
- 17 CFR 210.12-13A · -13A Open futures contracts.
- 17 CFR 210.12-13B · -13B Open forward foreign currency contracts.
- 17 CFR 210.12-13C · -13C Open swap contracts.
- 17 CFR 210.12-13D · -13D Investments other than those presented in §§ 210.12-12, 12-12A, 12-12B, 12-13, 12-13A, 12-13B, and 12-13C.
- 17 CFR 210.12-14 · -14 Investments in and advances to affiliates.
- 17 CFR 210.12-15 · -15 Summary of investments—other than investments in related parties.
- 17 CFR 210.12-16 · -16 Supplementary insurance information.
- 17 CFR 210.12-17 · -17 Reinsurance.
- 17 CFR 210.12-18 · -18 Supplemental information (for property-casualty insurance underwriters).
- 17 CFR 210.12-21 · -21 Investments in securities of unaffiliated issuers.
- 17 CFR 210.12-22 · -22 Investments in and advances to affiliates and income thereon.
- 17 CFR 210.12-23 · -23 Mortgage loans on real estate and interest earned on mortgages. 1
- 17 CFR 210.12-24 · -24 Real estate owned and rental income. 1
- 17 CFR 210.12-25 · -25 Supplementary profit and loss information.
- 17 CFR 210.12-26 · -26 Certificate reserves.
- 17 CFR 210.12-27 · -27 Qualified assets on deposit. 1
- 17 CFR 210.12-28 · -28 Real estate and accumulated depreciation. 1
- 17 CFR 210.12-29 · -29 Mortgage loans on real estate. 1
- 17 CFR 210.13-01 · -01 Guarantors and issuers of guaranteed securities registered or being registered.
- 17 CFR 210.13-02 · -02 Affiliates whose securities collateralize securities registered or being registered.
- 17 CFR 210.14-01-02 · §§ 210.14-01-02 xxx
- 17 CFR 210.15-01 · -01 Acquisitions of businesses by a shell company (other than a business combination related shell company).
- 17 CFR 227.100 · Crowdfunding exemption and requirements.
- 17 CFR 227.201 · Disclosure requirements.
- 17 CFR 227.202 · Ongoing reporting requirements.
- 17 CFR 227.203 · Filing requirements and form.
- 17 CFR 227.204 · Advertising.
- 17 CFR 227.205 · Promoter compensation.
- 17 CFR 227.206 · Solicitations of interest and other communications.
- 17 CFR 227.300 · Intermediaries.
- 17 CFR 227.301 · Measures to reduce risk of fraud.
- 17 CFR 227.302 · Account opening.
- 17 CFR 227.303 · Requirements with respect to transactions.
- 17 CFR 227.304 · Completion of offerings, cancellations and reconfirmations.
- 17 CFR 227.305 · Payments to third parties.
- 17 CFR 227.400 · Registration of funding portals.
- 17 CFR 227.401 · Exemption.
- 17 CFR 227.402 · Conditional safe harbor.
- 17 CFR 227.403 · Compliance.
- 17 CFR 227.404 · Records to be made and kept by funding portals.
- 17 CFR 227.501 · Restrictions on resales.
- 17 CFR 227.502 · Insignificant deviations from a term, condition or requirement of this part (Regulation Crowdfunding).
- 17 CFR 227.503 · Disqualification provisions.
- 17 CFR 227.504 · Definition of “qualified purchaser”.
- 17 CFR 229.10 · (Item 10) General.
- 17 CFR 229.101 · (Item 101) Description of business.
- 17 CFR 229.102 · (Item 102) Description of property.
- 17 CFR 229.103 · (Item 103) Legal proceedings.
- 17 CFR 229.104 · (Item 104) Mine safety disclosure.
- 17 CFR 229.105 · (Item 105) Risk factors.
- 17 CFR 229.106 · (Item 106) Cybersecurity.
- 17 CFR 229.201 · (Item 201) Market price of and dividends on the registrant's common equity and related stockholder matters.
- 17 CFR 229.202 · (Item 202) Description of registrant's securities.
- 17 CFR 229.301 · [Reserved]
- 17 CFR 229.302 · (Item 302) Supplementary financial information.
- 17 CFR 229.303 · (Item 303) Management's discussion and analysis of financial condition and results of operations.
- 17 CFR 229.304 · (Item 304) Changes in and disagreements with accountants on accounting and financial disclosure.
- 17 CFR 229.305 · (Item 305) Quantitative and qualitative disclosures about market risk.
- 17 CFR 229.306 · [Reserved]
- 17 CFR 229.307 · (Item 307) Disclosure controls and procedures.
- 17 CFR 229.308 · (Item 308) Internal control over financial reporting.
- 17 CFR 229.401 · (Item 401) Directors, executive officers, promoters and control persons.
- 17 CFR 229.402 · (Item 402) Executive compensation.
- 17 CFR 229.403 · (Item 403) Security ownership of certain beneficial owners and management.
- 17 CFR 229.404 · (Item 404) Transactions with related persons, promoters and certain control persons.
- 17 CFR 229.405 · (Item 405) Compliance with Section 16(a) of the Exchange Act.
- 17 CFR 229.406 · (Item 406) Code of ethics.
- 17 CFR 229.407 · (Item 407) Corporate governance.
- 17 CFR 229.408 · (Item 408) Insider trading arrangements and policies.
- 17 CFR 229.501 · (Item 501) Forepart of Registration Statement and Outside Front Cover Page of Prospectus.
- 17 CFR 229.502 · (Item 502) Inside front and outside back cover pages of prospectus.
- 17 CFR 229.503 · (Item 503) Prospectus summary.
- 17 CFR 229.504 · (Item 504) Use of proceeds.
- 17 CFR 229.505 · (Item 505) Determination of offering price.
- 17 CFR 229.506 · (Item 506) Dilution.
- 17 CFR 229.507 · (Item 507) Selling security holders.
- 17 CFR 229.508 · (Item 508) Plan of distribution.
- 17 CFR 229.509 · (Item 509) Interests of named experts and counsel.