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17 CFR 244.102 · No effect on antifraud liability.
17 CFR 245.100 · Definitions.
17 CFR 245.101 · Prohibition of insider trading during pension fund blackout periods.
17 CFR 245.102 · Exceptions to definition of blackout period.
17 CFR 245.103 · Issuer right of recovery; right of action by equity security owner.
17 CFR 245.104 · Notice.
17 CFR 246.1 · Purpose, scope, and authority.
17 CFR 246.2 · Definitions.
17 CFR 246.3 · Base risk retention requirement.
17 CFR 246.4 · Standard risk retention.
17 CFR 246.5 · Revolving pool securitizations.
17 CFR 246.6 · Eligible ABCP conduits.
17 CFR 246.7 · Commercial mortgage-backed securities.
17 CFR 246.8 · Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS.
17 CFR 246.9 · Open market CLOs.
17 CFR 246.10 · Qualified tender option bonds.
17 CFR 246.11 · Allocation of risk retention to an originator.
17 CFR 246.12 · Hedging, transfer and financing prohibitions.
17 CFR 246.13 · Exemption for qualified residential mortgages.
17 CFR 246.14 · Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans.
17 CFR 246.15 · Qualifying commercial loans, commercial real estate loans, and automobile loans.
17 CFR 246.16 · Underwriting standards for qualifying commercial loans.
17 CFR 246.17 · Underwriting standards for qualifying CRE loans.
17 CFR 246.18 · Underwriting standards for qualifying automobile loans.
17 CFR 246.19 · General exemptions.
17 CFR 246.20 · Safe harbor for certain foreign-related transactions.
17 CFR 246.21 · Additional exemptions.
17 CFR 246.22 · Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption
17 CFR 247.100 · Definition.
17 CFR 247.700 · Defined terms relating to the networking exception from the definition of “broker.”
17 CFR 247.701 · Exemption from the definition of “broker” for certain institutional referrals.
17 CFR 247.721 · Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
17 CFR 247.722 · Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
17 CFR 247.723 · Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
17 CFR 247.740 · Defined terms relating to the sweep accounts exception from the definition of “broker.”
17 CFR 247.741 · Exemption for banks effecting transactions in money market funds.
17 CFR 247.760 · Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
17 CFR 247.771 · Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
17 CFR 247.772 · Exemption from the definition of “broker” for banks engaging in securities lending transactions.
17 CFR 247.775 · Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
17 CFR 247.776 · Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
17 CFR 247.780 · Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
17 CFR 247.781 · Exemption from the definition of “broker” for banks for a limited period of time.
17 CFR 248.1 · Purpose and scope.
17 CFR 248.2 · Model privacy form: rule of construction.
17 CFR 248.3 · Definitions.
17 CFR 248.4 · Initial privacy notice to consumers required.
17 CFR 248.5 · Annual privacy notice to customers required.
17 CFR 248.6 · Information to be included in privacy notices.
17 CFR 248.7 · Form of opt out notice to consumers; opt out methods.
17 CFR 248.8 · Revised privacy notices.
17 CFR 248.9 · Delivering privacy and opt out notices.
17 CFR 248.10 · Limits on disclosure of nonpublic personal information to nonaffiliated third parties.
17 CFR 248.11 · Limits on redisclosure and reuse of information.
17 CFR 248.12 · Limits on sharing account number information for marketing purposes.
17 CFR 248.13 · Exception to opt out requirements for service providers and joint marketing.
17 CFR 248.14 · Exceptions to notice and opt out requirements for processing and servicing transactions.
17 CFR 248.15 · Other exceptions to notice and opt out requirements.
17 CFR 248.16 · Protection of Fair Credit Reporting Act.
17 CFR 248.17 · Relation to State laws.
17 CFR 248.18 · Effective date; transition rule.
17 CFR 248.19-248.29 · §§ 248.19-248.29 [Reserved]
17 CFR 248.30 · Procedures to safeguard customer information, including response programs for unauthorized access to customer information and customer notice; disposal of customer information and consumer information.
17 CFR 248.31-248.100 · §§ 248.31-248.100 [Reserved]
17 CFR Appendix A to Subpart A of Part 248 · Appendix A to Subpart A of Part 248—Forms
17 CFR 248.101 · Purpose and scope.
17 CFR 248.102 · Examples.
17 CFR 248.103-248.119 · §§ 248.103-248.119 [Reserved]
17 CFR 248.120 · Definitions.
17 CFR 248.121 · Affiliate marketing opt out and exceptions.
17 CFR 248.122 · Scope and duration of opt out.
17 CFR 248.123 · Contents of opt out notice; consolidated and equivalent notices.
17 CFR 248.124 · Reasonable opportunity to opt out.
17 CFR 248.125 · Reasonable and simple methods of opting out.
17 CFR 248.126 · Delivery of opt out notices.
17 CFR 248.127 · Renewal of opt out elections.
17 CFR 248.128 · Effective date, compliance date, and prospective application.
17 CFR Appendix to Subpart B of Part 248 · Appendix to Subpart B of Part 248—Model Forms
17 CFR 248.201 · Duties regarding the detection, prevention, and mitigation of identity theft.
17 CFR 248.202 · Duties of card issuers regarding changes of address.
17 CFR Appendix A to Subpart C of Part 248 · Appendix A to Subpart C of Part 248—Interagency Guidelines on Identity Theft Detection, Prevention, and Mitigation
17 CFR 249.0-1 · -1 Availability of forms.
17 CFR 249.1 · Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
17 CFR 249.10 · Form 1-N for notice registration as a national securities exchange.
17 CFR 249.11 · Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.
17 CFR 249.25 · Form 25, for notification of removal from listing and/or registration.
17 CFR 249.26 · Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter).
17 CFR 249.103 · Form 3, initial statement of beneficial ownership of securities.
17 CFR 249.104 · Form 4, statement of changes in beneficial ownership of securities.
17 CFR 249.105 · Form 5, annual statement of beneficial ownership of securities.
17 CFR 249.208 · [Reserved]
17 CFR 249.208a · a Form 8-A, for registration of certain classes of securities pursuant to section 12 (b) or (g) of the Securities Exchange Act of 1934.
17 CFR 249.208b-249.208c · §§ 249.208b-249.208c [Reserved]
17 CFR 249.210 · Form 10, general form for registration of securities pursuant to section 12(b) or (g) of the Securities Exchange Act of 1934.
17 CFR 249.210b · b [Reserved]
17 CFR 249.218 · Form 18, for foreign governments and political subdivisions thereof.
17 CFR 249.220f · f Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g), annual and transition reports pursuant to sections 13 and 15(d), and shell company reports required under Rule 13a-19 or 15d-19 (§ 240.13a-19 or § 240.15d-19 of this chapter).
17 CFR 249.240f · f Form 40-F, for registration of securities of certain Canadian issuers pursuant to section 12(b) or (g) and for reports pursuant to section 15(d) and Rule 15d-4 (§ 240.15d-4 of this chapter).
17 CFR 249.250 · Form F-X, for appointment of agent for service of process by issuers registering securities on Form F-8, F-9, F-10 or F-80 (§ 239.38, 239.39, 239.40 or 239.41 of this chapter), or registering securities or filing periodic reports on Form 40-F (§ 249.240f of this chapter), or by any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F or 14D-9F (§ 240.13e-102, 240.14d-102 or 240.14d-103 of this chapter), or by any non-U.S. person acting as trustee with respect to securities registered on Form F-7 (§ 249.37 of this chapter), F-8, F-9, F-10 or F-80.
17 CFR 249.306 · Form 6-K, report of foreign issuer pursuant to Rules 13a-16 (§ 240.13a-16 of this chapter) and 15d-16 (§ 240.15d-16 of this chapter) under the Securities Exchange Act of 1934.