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- O.C.G.A. § 10-5-30 · Registration requirements for broker-dealers; exemptions.
- O.C.G.A. § 10-5-31 · Registration requirements for agents; exemptions.
- O.C.G.A. § 10-5-32 · Registration requirements for investment advisors; exemptions.
- O.C.G.A. § 10-5-33 · Registration requirement for investment adviser representatives; exemptions.
- O.C.G.A. § 10-5-34 · Registration requirements for federal covered investment advisers.
- O.C.G.A. § 10-5-35 · Application; consent to service of process.
- O.C.G.A. § 10-5-36 · Change of name; change of control.
- O.C.G.A. § 10-5-37 · Notice of termination.
- O.C.G.A. § 10-5-38 · Withdrawal of registration.
- O.C.G.A. § 10-5-39 · Fees.
- O.C.G.A. § 10-5-40 · Financial requirements.
- O.C.G.A. § 10-5-41 · Denial of or placement of conditions or limitations on registration.
- O.C.G.A. § 10-5-50 · Unlawful practices with offer, sale, or purchase of security.
- O.C.G.A. § 10-5-51 · Fraud or deceit unlawful; adoption of rule.
- O.C.G.A. § 10-5-52 · Civil and criminal proceedings.
- O.C.G.A. § 10-5-53 · Order or rule may require filing of prospectus and additional information.
- O.C.G.A. § 10-5-54 · Unlawful to make false or misleading statements.
- O.C.G.A. § 10-5-55 · Filing under this chapter does not constitute a finding by Commissioner that records are accurate or upon the merits or qualifications of any person.
- O.C.G.A. § 10-5-56 · Liability for defamation related to information contained in record.
- O.C.G.A. § 10-5-57 · Penalties for violations.
- O.C.G.A. § 10-5-58 · Enforcement of civil liability; damages.
- O.C.G.A. § 10-5-59 · Exemptions to liability.
- O.C.G.A. § 10-5-70 · Administration of chapter; Commissioner of Securities; authority.
- O.C.G.A. § 10-5-71 · Powers of Commissioner.
- O.C.G.A. § 10-5-72 · Violations; remedies and penalties.
- O.C.G.A. § 10-5-73 · Cease and desist orders; denying, revoking, or conditioning exemptions for broker-dealers.
- O.C.G.A. § 10-5-74 · Issuance of forms and orders; adoption and amendment of rules.
- O.C.G.A. § 10-5-75 · Register of applications for registration of securities; registration statements; notice filings; notices of claims; furnishing certain information to the public.
- O.C.G.A. § 10-5-76 · Public records; exceptions.
- O.C.G.A. § 10-5-77 · Intergovernmental cooperation, coordination, and consultation; sharing of records and information.
- O.C.G.A. § 10-5-78 · Rules and orders issued under this chapter subject to judicial review.
- O.C.G.A. § 10-5-79 · Applicability of chapter to certain offers to purchase or sell.
- O.C.G.A. § 10-5-80 · Consent to service of process.
- O.C.G.A. § 10-5-90 · Predecessor Act governs actions pending and registrations, orders, and rules in effect on July 1, 2009.
- O.C.G.A. § 10-5A-1 · Definitions.
- O.C.G.A. § 10-5A-2 · Prohibited activities concerning purchase or sale of commodities.
- O.C.G.A. § 10-5A-3 · Exempt purchasers and sellers.
- O.C.G.A. § 10-5A-4 · Exempt transactions and contracts; rules and regulations.
- O.C.G.A. § 10-5A-5 · Conditions for acting as commodity merchant; designation of board of trade.
- O.C.G.A. § 10-5A-6 · Fraudulent or deceitful acts or willful misappropriation prohibited.
- O.C.G.A. § 10-5A-7 · Liability for acts or omissions of employees, officers, or agents.
- O.C.G.A. § 10-5A-8 · Applicability of securities law.
- O.C.G.A. § 10-5A-9 · Construction of chapter.
- O.C.G.A. § 10-5A-20 · Investigations.
- O.C.G.A. § 10-5A-21 · Actions by Commissioner if chapter, rule, or order violated.
- O.C.G.A. § 10-5A-22 · Legal or equitable remedies; special remedies.
- O.C.G.A. § 10-5A-23 · Venue for civil and criminal actions.
- O.C.G.A. § 10-5A-24 · Commissioner of Securities; employees; compensation and expenses; assistant commissioner; prohibited use of information; confidential information.
- O.C.G.A. § 10-5A-25 · Cooperation with agencies, administrators, and organizations.
- O.C.G.A. § 10-5A-26 · Rules and regulations.
- O.C.G.A. § 10-5A-27 · Applicability of Code Sections 10-5A-2, 10-5A-5, and 10-5A-6.
- O.C.G.A. § 10-5A-28 · Administrative proceedings.
- O.C.G.A. § 10-5A-29 · Judicial review of Commissioner’s orders.
- O.C.G.A. § 10-5A-30 · Burden of proving exemptions.
- O.C.G.A. § 10-5A-31 · Criminal penalties for violating chapter; institution of criminal proceedings.
- O.C.G.A. § 10-5B-1 · Legislative findings and intent.
- O.C.G.A. § 10-5B-2 · Definitions.
- O.C.G.A. § 10-5B-3 · Rules to prohibit deceptive, fraudulent, or abusive telemarketing activities authorized.
- O.C.G.A. § 10-5B-4 · Required and prohibited telephone conduct and activities; liability.
- O.C.G.A. § 10-5B-5 · Applicability to persons subject to other provisions of the Code.
- O.C.G.A. § 10-5B-6 · Criminal and civil penalties; right to punish under other laws not limited.
- O.C.G.A. § 10-5B-7 · Remedies, duties, prohibitions, and penalties not exclusive; construction with other provisions of the Code.
- O.C.G.A. § 10-5B-8 · When offer to sell or buy is made in state.
- O.C.G.A. § 10-6-1 · When agency relationship arises.
- O.C.G.A. § 10-6-2 · Formality necessary to create agency.
- O.C.G.A. § 10-6-3 · Who may be agent.
- O.C.G.A. § 10-6-4 · Fiduciary authority to sell and convey property as attorneys in fact.
- O.C.G.A. § 10-6-5 · What may be done by agent; delegation of agent’s authority.
- O.C.G.A. § 10-6-6 · Conditional power of attorney.
- O.C.G.A. § 10-6-7 · Application.
- O.C.G.A. § 10-6-20 · Rights under agency for illegal purpose.
- O.C.G.A. § 10-6-21 · Extent of agent’s authority; liability for exceeding, violating, or disregarding instructions.
- O.C.G.A. § 10-6-22 · Diligence required of agent.
- O.C.G.A. § 10-6-23 · Agent may follow instructions from one of several principals.
- O.C.G.A. § 10-6-24 · Agent not to buy or sell for himself.
- O.C.G.A. § 10-6-25 · Agent must account for profit from principal’s property.
- O.C.G.A. § 10-6-26 · Estoppel of agent to dispute principal’s title.
- O.C.G.A. § 10-6-27 · Right of principal to follow money deposited by agent.
- O.C.G.A. § 10-6-28 · When agent depositing principal’s money not liable for bank failure.
- O.C.G.A. § 10-6-29 · Mingling goods of principal and agent.
- O.C.G.A. § 10-6-30 · Agents and fiduciaries to keep accounts; effect of neglect.
- O.C.G.A. § 10-6-31 · When agent entitled to commission and expenses.
- O.C.G.A. § 10-6-32 · Owner’s right to sell property placed with broker; broker’s right to commissions.
- O.C.G.A. § 10-6-33 · Revocation of agency — When and how done; damages for unreasonable revocation.
- O.C.G.A. § 10-6-34 · Revocation of agency — Effect of death or disability on pledge of stock with power of attorney.
- O.C.G.A. § 10-6-35 · Revocation of agency — Effect of death on power of attorney by member of armed forces, seaman, or person on war service.
- O.C.G.A. § 10-6-36 · Revocation of agency — Effect of incompetency or incapacity of principal on power of attorney.
- O.C.G.A. § 10-6-37 · Revocation of agency — Action for wrongful discharge of agent before termination of contract.
- O.C.G.A. § 10-6-38 · Revocation of agency — Subsequent earnings in mitigation of damages on improper dismissal of agent.
- O.C.G.A. § 10-6-39 · Liability of principal for injuries by other agents.
- O.C.G.A. § 10-6-50 · Scope of agent’s authority; effect of private instructions; dealing with special agent.
- O.C.G.A. § 10-6-51 · Principal bound by acts within scope of authority; no right to ratify in part.
- O.C.G.A. § 10-6-52 · Ratification relates back to agent’s act; how act ratified; no revocation of ratification.
- O.C.G.A. § 10-6-53 · Form in which agent acts immaterial.
- O.C.G.A. § 10-6-54 · When undisclosed principal liable on contract.
- O.C.G.A. § 10-6-55 · Effect of seller giving credit to agent.
- O.C.G.A. § 10-6-56 · When principal bound by agent’s representations or concealment.
- O.C.G.A. § 10-6-57 · Payment to agent not producing obligation made at debtor’s risk; proving agent’s authority.
- O.C.G.A. § 10-6-58 · Notice to agent.
- O.C.G.A. § 10-6-59 · Principal not bound by agent conspiring with third person.