GroundRules
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- 32 M.R.S. §9911 · Fees
- 32 M.R.S. §9912 · Reciprocity
- 32 M.R.S. §9913 · Equivalent requirements
- 32 M.R.S. §9914 · Temporary license
- 32 M.R.S. §9915 · Persons and practices exempt
- 32 M.R.S. §9916 · Telehealth services
- 32 M.R.S. §10001 · Declaration of purpose
- 32 M.R.S. §10002 · Definitions
- 32 M.R.S. §10003 · Board of Underground Storage Tank Installers; establishment; compensation
- 32 M.R.S. §10004 · Board of Underground Oil Storage Tank Installers; powers and duties
- 32 M.R.S. §10005 · Board of Underground Storage Tank Installers; administrative provisions
- 32 M.R.S. §10006 · Certification
- 32 M.R.S. §10007 · Persons and practices exempt
- 32 M.R.S. §10008 · Reciprocity
- 32 M.R.S. §10009 · Certification requirements for persons working as underground hazardous substance storage tank installers
- 32 M.R.S. §10010 · Requirements for certification
- 32 M.R.S. §10010-A · Certification requirements regarding on-site removal of underground oil storage tank used for storage of motor fuel under supervision of designated representative of Department of Environmental Protection
- 32 M.R.S. §10010-B · Certification of employees of the department
- 32 M.R.S. §10010-C · Examination of fire-fighting personnel
- 32 M.R.S. §10011 · Examination for certification
- 32 M.R.S. §10012 · Fees
- 32 M.R.S. §10013 · Issuance of certification
- 32 M.R.S. §10014 · Renewal of certification
- 32 M.R.S. §10015 · Investigation; refusal of license or renewal; disciplinary action
- 32 M.R.S. §10016 · Uncertified practice
- 32 M.R.S. §10101 · Short title
- 32 M.R.S. §10102 · Office of Securities
- 32 M.R.S. §10103 · Administrator and other personnel
- 32 M.R.S. §10201 · Offers, sales and purchases
- 32 M.R.S. §10202 · Market manipulation
- 32 M.R.S. §10203 · Prohibited actions by investment advisers
- 32 M.R.S. §10204 · Misleading filings
- 32 M.R.S. §10205 · Unlawful representations concerning licensing, registration or exemption
- 32 M.R.S. §10301 · Broker-dealer and sales representative licensing requirement
- 32 M.R.S. §10302 · Exempt broker-dealers and sales representatives
- 32 M.R.S. §10303 · Investment adviser and investment adviser representative licensing requirement
- 32 M.R.S. §10304 · Exempt investment advisers
- 32 M.R.S. §10305 · Application
- 32 M.R.S. §10305-A · Notice filing
- 32 M.R.S. §10306 · Fees
- 32 M.R.S. §10307 · Examinations
- 32 M.R.S. §10308 · Licensing
- 32 M.R.S. §10309 · Annual report and fee
- 32 M.R.S. §10310 · Post-licensing requirements
- 32 M.R.S. §10311 · Successor firms
- 32 M.R.S. §10312 · Inspection power
- 32 M.R.S. §10313 · Grounds for denial, suspension, revocation, cancellation and withdrawal
- 32 M.R.S. §10314 · Custody of clients' securities and funds
- 32 M.R.S. §10401 · Registration requirement
- 32 M.R.S. §10402 · Registration by notification
- 32 M.R.S. §10403 · Registration by coordination
- 32 M.R.S. §10404 · Registration by qualification
- 32 M.R.S. §10405 · Provisions applicable to registration generally
- 32 M.R.S. §10406 · Denial, suspension and revocation of registration
- 32 M.R.S. §10501 · Definitions
- 32 M.R.S. §10502 · Exemptions
- 32 M.R.S. §10503 · Filing of sales and advertising literature
- 32 M.R.S. §10504 · Filing of sales and advertising literature
- 32 M.R.S. §10505 · Federal covered securities
- 32 M.R.S. §10601 · Investigations
- 32 M.R.S. §10602 · Enforcement of Act
- 32 M.R.S. §10603 · Power of court to grant relief
- 32 M.R.S. §10604 · Criminal penalties
- 32 M.R.S. §10605 · Civil liability
- 32 M.R.S. §10606 · Civil statute of limitations
- 32 M.R.S. §10607 · Rescission and settlement offers
- 32 M.R.S. §10607-A · Right to rescission applicable to sales of viatical settlement contracts
- 32 M.R.S. §10608 · Miscellaneous provisions
- 32 M.R.S. §10701 · Administration of Act
- 32 M.R.S. §10702 · Cooperation with other agencies
- 32 M.R.S. §10703 · General authority to adopt rules, forms and orders
- 32 M.R.S. §10704 · Consent to service of process
- 32 M.R.S. §10705 · Advisory rulings; declaratory rulings
- 32 M.R.S. §10706 · Administrative files
- 32 M.R.S. §10707 · Scope of the Act
- 32 M.R.S. §10708 · Procedure for entry of an order
- 32 M.R.S. §10709 · Judicial review of orders
- 32 M.R.S. §10710 · Repeal and saving provisions
- 32 M.R.S. §10711 · Acts of Superintendent of Financial Institutions
- 32 M.R.S. §10712 · Authority to change fees
- 32 M.R.S. §10713 · Operating fund
- 32 M.R.S. §11001 · Short title
- 32 M.R.S. §11002 · Definitions
- 32 M.R.S. §11003 · Exclusions
- 32 M.R.S. §11011 · Acquisition of location information
- 32 M.R.S. §11012 · Communication in connection with debt collection
- 32 M.R.S. §11013 · Prohibited practices
- 32 M.R.S. §11013-A · Exception for certain pretrial diversion programs for issuers of worthless checks operated by private entities
- 32 M.R.S. §11014 · Validation of debts
- 32 M.R.S. §11015 · Multiple debts
- 32 M.R.S. §11016 · Furnishing certain deceptive forms
- 32 M.R.S. §11017 · Repossession activity
- 32 M.R.S. §11018 · Privacy of consumer financial information
- 32 M.R.S. §11019 · Collection action by debt buyer
- 32 M.R.S. §11020 · Collection action to collect credit card and student loan debts; additional requirements for collection action
- 32 M.R.S. §11021 · Collection actions prohibited in small claims court
- 32 M.R.S. §11031 · Licenses
- 32 M.R.S. §11032 · Bond
- 32 M.R.S. §11033 · Prior convictions as disqualifications
- 32 M.R.S. §11034 · Rulemaking