GroundRules
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- 58-13B-49 · Repealed.
- 58-13B-50 · Repealed.
- 58-13B-51 · Repealed.
- 58-13B-52 · Repealed.
- 58-13B-53 · Repealed.
- 58-13B-54 · Repealed.
- 58-13B-55 · Repealed.
- 58-13B-56 · Repealed.
- 58-13B-57 · Repealed.
- 58-13C-101 · Short title.
- 58-13C-102 · Definitions.
- 58-13C-103 · References to federal statutes.
- 58-13C-104 · References to federal agencies.
- 58-13C-105 · Electronic records and signatures.
- 58-13C-201 · Exempt securities.
- 58-13C-202 · Exempt transactions.
- 58-13C-203 · Additional exemptions and waivers.
- 58-13C-204 · Denial, suspension, revocation, condition or limitation of exemptions.
- 58-13C-301 · Securities registration requirement.
- 58-13C-302 · Notice filing.
- 58-13C-303 · Securities registration by coordination.
- 58-13C-304 · Securities registration by qualification.
- 58-13C-305 · Securities registration filings.
- 58-13C-306 · Denial, suspension and revocation of securities registration.
- 58-13C-307 · Waiver and modification.
- 58-13C-401 · Broker-dealer registration requirement and exemptions.
- 58-13C-402 · Agent registration requirement and exemptions.
- 58-13C-403 · Investment adviser registration requirement and exemptions.
- 58-13C-404 · Investment adviser representative registration requirement and exemptions.
- 58-13C-405 · Federal covered investment adviser notice filing requirement.
- 58-13C-406 · Registration by broker-dealer, agent, investment adviser and investment adviser representative.
- 58-13C-407 · Succession and change in registration of broker-dealer or investment adviser.
- 58-13C-408 · Termination of employment or association of agent and investment adviser representative and transfer of employment or association.
- 58-13C-409 · Withdrawal of registration of broker-dealer, agent, investment adviser and investment adviser representative.
- 58-13C-410 · Filing fees.
- 58-13C-411 · Post-registration requirements.
- 58-13C-412 · Denial, revocation, suspension, withdrawal, restriction, condition or limitation of registration.
- 58-13C-501 · Securities fraud.
- 58-13C-502 · Prohibited conduct in providing investment advice.
- 58-13C-503 · Evidentiary burden.
- 58-13C-504 · Filing of sales and advertising literature.
- 58-13C-505 · Misleading filings.
- 58-13C-506 · Misrepresentations concerning registration or exemption.
- 58-13C-507 · Qualified immunity.
- 58-13C-508 · Criminal penalties.
- 58-13C-509 · Civil liability.
- 58-13C-510 · Rescission offers.
- 58-13C-601 · Administration.
- 58-13C-602 · Investigations and subpoenas.
- 58-13C-603 · Civil enforcement.
- 58-13C-604 · Administrative enforcement.
- 58-13C-605 · Rules, forms, orders, interpretative opinions and hearings.
- 58-13C-606 · Administrative files and opinions.
- 58-13C-607 · Public records; confidentiality.
- 58-13C-608 · Uniformity and cooperation with other agencies.
- 58-13C-609 · Judicial review.
- 58-13C-610 · Jurisdiction.
- 58-13C-611 · Service of process.
- 58-13C-701 · Application of act to existing proceedings and existing rights and duties.
- 58-13D-1 · Short title.
- 58-13D-2 · Definitions.
- 58-13D-3 · Third-party and agency disclosure.
- 58-13D-4 · Immunity for disclosures.
- 58-13D-5 · Delaying disbursements or transactions.
- 58-13D-6 · Immunity for delaying disbursements or transactions.
- 58-13D-7 · Training.
- 58-13D-8 · Records.
- 58-14-1 · 58-14-1 to 58-14-21. Repealed.
- 58-15-1 · Objects and purposes of act.
- 58-15-2 · Definitions.
- 58-15-3 · Applicability of act; exemptions; evasions; penalty.
- 58-15-4 · Application, investigation and fee; agent for service of process.
- 58-15-5 · Licenses; investigation of application; issuance; denial; issuance of renewal license; denial of renewal license; fitness and character of applicant; license fees; licensee bound by act.
- 58-15-6 · Contents and posting of license; limitation of authority granted by license; effective date of license; minimum assets.
- 58-15-7 · Place of business; change; residence of borrower.
- 58-15-8 · Revocation, suspension and reinstatement of licenses.
- 58-15-9 · Examination of licensee's books and records; witnesses.
- 58-15-10 · Books and records; annual reports; additional information.
- 58-15-10.1 · Licensee reporting requirements; penalties.
- 58-15-10.2 · Reporting of credit required.
- 58-15-11 · Regulations and orders; certified copies.
- 58-15-12 · Advertising.
- 58-15-13 · Licensed offices; other business.
- 58-15-14 · Repealed.
- 58-15-14.1 · Charges; method of computation.
- 58-15-15 · Repealed.
- 58-15-15.1 · No prepayment penalty on small loans.
- 58-15-16 · Loan insurance allowable; financing certain premiums prohibited.
- 58-15-17 · Requirements for making and paying of loans; incomplete instruments; limitations on charges after judgment and interest.
- 58-15-18 · Repealed.
- 58-15-19 · Loans under other laws.
- 58-15-20 · Fees and costs.
- 58-15-20.1 · Installment loans; refund anticipation loans; insufficient funds; permitted charges.
- 58-15-21 · What constitutes loan of money; wage purchases.
- 58-15-22 · [Assignments; validity; amount collectible.]
- 58-15-23 · Violation of general usury laws.
- 58-15-24 · Loans made elsewhere.
- 58-15-25 · Review.
- 58-15-26 · Status of preexisting licensees.
- 58-15-27 · Amendment.