GroundRules
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- RCW 20.01.482 · Civil infractions—Notice—Misdemeanors.
- RCW 20.01.484 · Civil infractions—Response to notice.
- RCW 20.01.486 · Civil infractions—Hearing to contest charge—Order—Appeal.
- RCW 20.01.488 · Civil infractions—Informal hearing on mitigating circumstances—Order—No appeal.
- RCW 20.01.490 · Civil infractions—Monetary penalty—Failure to pay, misdemeanor.
- RCW 20.01.500 · "Grower," "processor" defined—Application of exemption contained in RCW 20.01.030(1).
- RCW 20.01.510 · Processor's form showing maximum processing capacity.
- RCW 20.01.520 · Processor to have grower contracts and commitments on file.
- RCW 20.01.530 · Grower may file form showing crops processor is committed to purchase.
- RCW 20.01.540 · Committing to purchase more crops than plants can process—Violation.
- RCW 20.01.550 · Discrimination by processor.
- RCW 20.01.560 · Effective date of RCW 20.01.500 through 20.01.550.
- RCW 20.01.570 · Cash or other security in lieu of surety bond.
- RCW 20.01.610 · Authority to stop vehicle violating chapter—Failure to stop, civil infraction.
- RCW 20.01.900 · Chapter cumulative and nonexclusive.
- RCW 20.01.920 · Effective date—1959 c 139.
- RCW 20.01.930 · Repealer.
- RCW 20.01.940 · Repealer—Savings—1979 ex.s. c 115.
- RCW 21.20.005 · Definitions.
- RCW 21.20.010 · Unlawful offers, sales, purchases.
- RCW 21.20.020 · Unlawful acts of person advising another.
- RCW 21.20.030 · Unlawful acts of investment adviser.
- RCW 21.20.035 · Unlawful purchases or sales for customer's account.
- RCW 21.20.037 · Variable contracts—Registration required—Rules.
- RCW 21.20.040 · Registration and notification required—Exemptions.
- RCW 21.20.050 · Application for registration—Filing of documents—Consent to service of process—Fee.
- RCW 21.20.060 · Contents of application for registration—Capital requirements.
- RCW 21.20.070 · When registration effective—Requirements determined by rule.
- RCW 21.20.080 · Duration of registration—Association with issuer, broker-dealer, federal covered adviser, or investment adviser—Notice to director—Extension of licensing period.
- RCW 21.20.090 · Renewal of registration—Financial reports—Application for a successor.
- RCW 21.20.100 · Accounts, correspondence, memoranda, papers, books, and other records—Release of information—Correction of filed document—Examination.
- RCW 21.20.110 · Director may deny, suspend, revoke, restrict, condition, or limit any application or registration—Director may censure or fine registrant—Grounds—Procedures—Costs—Accounting.
- RCW 21.20.120 · Denial, suspension, revocation of registration—Order—Request for, notice of hearing—Findings and conclusions.
- RCW 21.20.130 · Cancellation of registration or application—Grounds.
- RCW 21.20.135 · License as salesperson or broker-dealer prerequisite to suit for commission.
- RCW 21.20.140 · Unlawful to offer or sell unregistered securities—Exceptions.
- RCW 21.20.180 · Registration by coordination—Requirements—Statement, contents.
- RCW 21.20.190 · Time of taking effect of registration statement by coordination—Conditions—"Price amendment", notification.
- RCW 21.20.200 · Failure to notify of price amendment, proof of compliance—Stop order—Waiver of certain conditions.
- RCW 21.20.210 · Registration by qualification—Statements—Requirements—Audits.
- RCW 21.20.220 · Information not required when nonissuer distribution.
- RCW 21.20.230 · Time of taking effect of registration statement by qualification—Conditions.
- RCW 21.20.240 · Registration statements—Generally.
- RCW 21.20.250 · Registration by qualification or coordination—Escrow—Impounding proceeds.
- RCW 21.20.260 · Registration by coordination or qualification—Offer and sale—Duration of effectiveness.
- RCW 21.20.270 · Reports by filer of statement—Annual financial statements.
- RCW 21.20.275 · Pending registration—Notice of termination—Application for continuation.
- RCW 21.20.280 · Stop orders—Grounds.
- RCW 21.20.290 · Stop order prohibited if facts known on effective date of statement.
- RCW 21.20.300 · Notification of entry of stop order—Hearing—Findings, conclusions, modification, etc.
- RCW 21.20.310 · Securities exempt from registration.
- RCW 21.20.320 · Exempt transactions.
- RCW 21.20.325 · Denial, revocation, condition, of exemptions—Authority—Procedure.
- RCW 21.20.327 · Required filings—Consent to service—Failure to comply—Rules—Fees.
- RCW 21.20.330 · Consent to service of process—Service, how made.
- RCW 21.20.340 · Fees—Disposition.
- RCW 21.20.350 · False or misleading statements in filed documents.
- RCW 21.20.360 · Filing, registration, statement, exemption not conclusive as to truth or completeness—Unlawful representations.
- RCW 21.20.370 · Investigations—Statement of facts relating to investigation may be permitted—Publication of information—Use of criminal history record information.
- RCW 21.20.377 · Subpoena authority—Application—Contents—Notice—Fees.
- RCW 21.20.380 · Oaths—Subpoenas—Assisting another state—Compelling obedience—Punishment.
- RCW 21.20.390 · Injunction, cease and desist order, restraining order, mandamus—Appointment of receiver or conservator for insolvent—Restitution or damages—Costs—Accounting.
- RCW 21.20.395 · Administrative action—Hearing—Judicial review—Judgment.
- RCW 21.20.400 · Penalty for violation of chapter—Limitation of actions.
- RCW 21.20.410 · Attorney general, prosecuting attorney may institute criminal proceeding—Referral of evidence by director.
- RCW 21.20.420 · Criminal punishment, chapter not exclusive.
- RCW 21.20.430 · Civil liabilities—Survival, limitation of actions—Waiver of chapter void—Scienter.
- RCW 21.20.435 · Assurance of discontinuance of violations—Acceptance—Filing.
- RCW 21.20.440 · Judicial review of order—Modification of order by director on additional evidence.
- RCW 21.20.450 · Administration of chapter—Rules and forms, publication—Cooperation with other state and federal authorities.
- RCW 21.20.460 · Administrator of securities—Appointment, qualifications, term, etc.
- RCW 21.20.470 · Compensation, travel expenses of administrator and employees.
- RCW 21.20.480 · Unlawful use or disclosure of filed information.
- RCW 21.20.490 · No liability under chapter for act in good faith.
- RCW 21.20.500 · Administrative hearings public—Exception.
- RCW 21.20.510 · Document filed when received—Register—Inspection of register, information, etc.
- RCW 21.20.520 · Copies of entries, documents to be furnished—Copies as prima facie evidence.
- RCW 21.20.530 · Interpretative opinions by director.
- RCW 21.20.540 · Exemptions, exceptions, and preemptions—Burden of proof.
- RCW 21.20.700 · Investigations and examinations—Additional authority—Scope.
- RCW 21.20.702 · Suitability of recommendation—Reasonable grounds required.
- RCW 21.20.810 · Application of chapter not limited.
- RCW 21.20.855 · Examination reports and information—Exempt from public disclosure—Use in civil actions.
- RCW 21.20.860 · Construction—Chapter applicable to state registered domestic partnerships—2009 c 521.
- RCW 21.20.880 · Small securities offerings—Exemptions—Annual reports—Disqualification provisions—Rules.
- RCW 21.20.900 · Construction to secure uniformity.
- RCW 21.20.910 · Saving—Civil, criminal proceedings.
- RCW 21.20.915 · Saving—Prior effective registrations.
- RCW 21.20.920 · Application of prior law.
- RCW 21.20.925 · Judicial review of prior administrative orders.
- RCW 21.20.930 · Solicitation permits under insurance laws not limited.
- RCW 21.20.935 · Repealer.
- RCW 21.20.940 · Short title.
- RCW 21.30.005 · Intent.
- RCW 21.30.010 · Definitions.
- RCW 21.30.020 · Transactions involving commodity contract or option—Prohibition—Exceptions.
- RCW 21.30.030 · Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020.
- RCW 21.30.040 · Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules.
- RCW 21.30.050 · Commodity merchants—Place for trading commodity contract or option—Requirements.
- RCW 21.30.060 · Prohibited practices.