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- Wis. Stat. § 551.402 · Agent registration requirement and exemptions.
- Wis. Stat. § 551.403 · Investment adviser registration requirement and exemptions.
- Wis. Stat. § 551.404 · Investment adviser representative registration requirement and exemptions.
- Wis. Stat. § 551.405 · Federal covered investment adviser notice filing requirement.
- Wis. Stat. § 551.406 · Registration by broker-dealer, agent, investment adviser, and investment adviser representative.
- Wis. Stat. § 551.407 · Succession and change in registration of broker-dealer or investment adviser.
- Wis. Stat. § 551.408 · Termination of employment or association of agent and investment adviser representative and transfer of employment or association.
- Wis. Stat. § 551.409 · Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
- Wis. Stat. § 551.411 · Postregistration requirements.
- Wis. Stat. § 551.412 · Denial, revocation, suspension, censure, withdrawal, restriction, condition, or limitation of registration.
- Wis. Stat. § 551.501 · General fraud.
- Wis. Stat. § 551.502 · Prohibited conduct in providing investment advice.
- Wis. Stat. § 551.503 · Evidentiary burden.
- Wis. Stat. § 551.504 · Filing of sales and advertising literature.
- Wis. Stat. § 551.505 · Misleading filings.
- Wis. Stat. § 551.506 · Misrepresentations concerning registration or exemption.
- Wis. Stat. § 551.507 · Qualified immunity.
- Wis. Stat. § 551.508 · Criminal penalties.
- Wis. Stat. § 551.509 · Civil liability.
- Wis. Stat. § 551.511 · Rescission offers.
- Wis. Stat. § 551.601 · Administration.
- Wis. Stat. § 551.602 · Investigations and subpoenas.
- Wis. Stat. § 551.603 · Civil enforcement.
- Wis. Stat. § 551.604 · Administrative enforcement.
- Wis. Stat. § 551.605 · Rules, forms, orders, interpretative opinions, and hearings.
- Wis. Stat. § 551.606 · Administrative files and opinions.
- Wis. Stat. § 551.607 · Public records; confidentiality.
- Wis. Stat. § 551.608 · Uniformity and cooperation with other agencies.
- Wis. Stat. § 551.609 · Judicial review.
- Wis. Stat. § 551.611 · Service of process.
- Wis. Stat. § 551.613 · Jurisdiction.
- Wis. Stat. § 551.614 · Fees and expenses.
- Wis. Stat. § 551.615 · Statutory policy.
- Wis. Stat. § 551.701 · Effective date.
- Wis. Stat. § 551.703 · Application of act to existing proceeding and existing rights and duties.
- Wis. Stat. § 552.01 · Definitions.
- Wis. Stat. § 552.03 · Filing of ownership information.
- Wis. Stat. § 552.05 · Registration of take-over offers.
- Wis. Stat. § 552.07 · Filing of solicitation materials.
- Wis. Stat. § 552.08 · Comity.
- Wis. Stat. § 552.09 · Fraudulent and deceptive practices.
- Wis. Stat. § 552.11 · Limitations on offerors.
- Wis. Stat. § 552.13 · Administration, rules and orders.
- Wis. Stat. § 552.15 · Fees and expenses.
- Wis. Stat. § 552.17 · Injunctions.
- Wis. Stat. § 552.19 · Criminal penalties.
- Wis. Stat. § 552.21 · Civil liabilities.
- Wis. Stat. § 552.23 · Application of chapter.
- Wis. Stat. § 552.25 · Application of securities law.
- Wis. Stat. § 553.01 · Short title.
- Wis. Stat. § 553.03 · Definitions.
- Wis. Stat. § 553.21 · Registration requirement.
- Wis. Stat. § 553.22 · Excluded franchises.
- Wis. Stat. § 553.23 · Private franchisee and subfranchisor sales exempted.
- Wis. Stat. § 553.235 · Experienced franchisee exempt transactions.
- Wis. Stat. § 553.24 · Exemption proceedings.
- Wis. Stat. § 553.25 · Exemption by division.
- Wis. Stat. § 553.26 · Registration by notification.
- Wis. Stat. § 553.27 · General registration provisions; offering circular; consent to service of process.
- Wis. Stat. § 553.28 · Denial, suspension or revocation of registrations.
- Wis. Stat. § 553.31 · Amendment to registration statement.
- Wis. Stat. § 553.41 · Fraudulent and prohibited practices.
- Wis. Stat. § 553.51 · Civil liability; sale in violation.
- Wis. Stat. § 553.52 · Criminal penalties.
- Wis. Stat. § 553.54 · Injunctions.
- Wis. Stat. § 553.55 · Investigations and subpoenas.
- Wis. Stat. § 553.56 · Hearings and judicial review.
- Wis. Stat. § 553.57 · Enforcement of criminal penalties.
- Wis. Stat. § 553.58 · Rules, forms and orders.
- Wis. Stat. § 553.59 · Scope of chapter.
- Wis. Stat. § 553.60 · Miscellaneous powers.
- Wis. Stat. § 553.605 · Administrative assessments; investor education.
- Wis. Stat. § 553.71 · Administration.
- Wis. Stat. § 553.72 · Fees and expenses.
- Wis. Stat. § 553.73 · Service of process.
- Wis. Stat. § 553.74 · Open records; publication.
- Wis. Stat. § 553.75 · Administrative files and opinions.
- Wis. Stat. § 553.76 · Waivers of compliance void.
- Wis. Stat. § 553.78 · Preemption.
- Wis. Stat. § 562.001 · Humane treatment of animals.
- Wis. Stat. § 562.01 · Definitions.
- Wis. Stat. § 562.017 · Racing security.
- Wis. Stat. § 562.02 · Racing operations.
- Wis. Stat. § 562.025 · Conflicts of interest.
- Wis. Stat. § 562.03 · Administrator.
- Wis. Stat. § 562.04 · Racing officials.
- Wis. Stat. § 562.045 · Qualifications of administrator, other employees and stewards.
- Wis. Stat. § 562.05 · Licenses.
- Wis. Stat. § 562.052 · Employees at racetrack.
- Wis. Stat. § 562.056 · Registration of greyhounds.
- Wis. Stat. § 562.057 · Simulcasting races; intertrack wagering.
- Wis. Stat. § 562.06 · Minors on racetracks; wagering prohibited.
- Wis. Stat. § 562.065 · Types of pools, payouts and allocations of amounts wagered.
- Wis. Stat. § 562.075 · Horses foaled in this state; three-year-old horses.
- Wis. Stat. § 562.08 · Admissions tax.
- Wis. Stat. § 562.09 · Medication of or tampering with race animals.
- Wis. Stat. § 562.10 · Prohibition on race dogs trained by live lures or bait.
- Wis. Stat. § 562.105 · Humane killing of dogs.
- Wis. Stat. § 562.11 · Prohibited wagering activities.
- Wis. Stat. § 562.12 · Prohibited race activities.