AS 45.55.010 — 45.55.120: Sales and purchases; advisory activities; unethical business practices of state investment advisers, investment adviser representatives, and federal covered advisers; fraudulent, dishonest, and unethical business practices of broker-dealers and agents; additional fraudulent, dishonest, and unethical business practices of agents; practices of broker-dealers and agents considered fraudulent or deceitful; registration requirements; referrals; limited registration of Canadian broker-dealers and agents; registration procedure; notice filing; post-registration provisions; denial, revocation, suspension, cancellation, and withdrawal of registration; registration requirement; federal covered securities; registration by notification; registration by coordination; registration by qualification; provisions applicable to registration and notice filings; denial, suspension, and revocation of registration.

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