GroundRules
AS 45.56.140: Disqualifier.
Where this section sits in the code
- Title 45. Trade and Commerce.
- Chapter 56. Alaska Securities Act.
Exemption from registration under AS 45.56.110 — 45.56.160 is not available for a security or transaction if the issuer, or any of its officers, controlling persons, or promoters, is subject to a disqualifier described in the regulations adopted under 15 U.S.C. 78c(a)(39) as of the date of the transaction or offer.
Collected 2026-09-02T06:19:44Z. Source file · JSON