GroundRules
AS 45.56.410: Fees.
Where this section sits in the code
- Title 45. Trade and Commerce.
- Chapter 56. Alaska Securities Act.
- Article 2. Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers.
(a) The administrator shall establish fees by regulation for
(1) an initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;
(2) an application for registration as an agent and renewal of registration as an agent;
(3) an application for registration as an investment adviser and renewal of registration as an investment adviser;
(4) an application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and
(5) an initial fee and annual notice fee for a federal covered investment adviser required to file a notice under AS 45.56.360.
(b) A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as provided by a regulation adopted or order issued under this chapter.
(c) The administrator may establish other fees by regulation as necessary to administer this chapter.
Collected 2026-09-02T06:19:44Z. Source file · JSON