GroundRules
CORP § 25101
Where this section sits in the code
- Corporations Code - CORP
- TITLE 4. SECURITIES [25000. - 31528.]
- DIVISION 1. CORPORATE SECURITIES LAW OF 1968 [25000. - 25707.]
- PART 2. QUALIFICATION OF AND FILING REQUIREMENTS FOR THE SALE OF SECURITIES [25100. - 25166.]
- CHAPTER 1. Exemptions and Certain Securities and Transactions Not Subject to Qualification [25100. - 25105.]
The following securities are exempt from the provisions of Section 25130:
(a) Any security issued by a person that is the issuer of any security listed on a national securities exchange, if the exchange is certified by rule or order of the commissioner.
(b) The exemption provided by subdivision (a) does not apply to securities offered pursuant to a registration under the Securities Act of 1933 or pursuant to the exemption afforded by Regulation A under that act if the aggregate offering price of the securities offered pursuant to that exemption exceeds fifty thousand dollars ($50,000).
Collected 2026-09-14T05:56:33Z. Source file · JSON