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California · Through 2026-09-13

CORP § 25211.5

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Where this section sits in the code
  1. Corporations Code - CORP
  2. TITLE 4. SECURITIES [25000. - 31528.]
  3. DIVISION 1. CORPORATE SECURITIES LAW OF 1968 [25000. - 25707.]
  4. PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS [25200. - 25256.]
  5. CHAPTER 2. Licensing of Agents and Broker-Dealers [25210. - 25221.]

A broker-dealer acting pursuant to a certificate which is then in effect and which is issued pursuant to Section 25211, shall be exempt from the usury provisions of the State Constitution. This section creates and authorizes a class of persons pursuant to Section 1 of Article XV of the Constitution.

Collected 2026-09-14T05:56:33Z. Source file · JSON

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