GroundRules
← Search the law
California · Through 2026-09-13

CORP § 25212.1

Read at publisher ↗
Where this section sits in the code
  1. Corporations Code - CORP
  2. TITLE 4. SECURITIES [25000. - 31528.]
  3. DIVISION 1. CORPORATE SECURITIES LAW OF 1968 [25000. - 25707.]
  4. PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS [25200. - 25256.]
  5. CHAPTER 2. Licensing of Agents and Broker-Dealers [25210. - 25221.]

The commissioner may immediately revoke by order the certificate of any broker-dealer if the broker-dealer fails to comply with any currently effective order of the commissioner which is necessary for the protection of any investor, unless the broker-dealer secures a court order restraining the enforcement of the commissioner’s revocation order within 10 days of the date the order is issued.

Collected 2026-09-14T05:56:33Z. Source file · JSON

Browse this collection