GroundRules
CORP § 25238
Where this section sits in the code
- Corporations Code - CORP
- TITLE 4. SECURITIES [25000. - 31528.]
- DIVISION 1. CORPORATE SECURITIES LAW OF 1968 [25000. - 25707.]
- PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS [25200. - 25256.]
- CHAPTER 3. Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers [25230. - 25238.]
No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe designed to promote fair, equitable and ethical principles.
Collected 2026-09-14T05:56:33Z. Source file · JSON